DFX Intelligence

C•••••• B• M••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)36 years in industry

C•••••• B• M••••••

Advisor at K•• I••••••••• S••••••• L••

Geneseo, NY | BROOKLYN, OH

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Search this name across graphsid dfx:ria:0b4f0aab-cecb-6f96-f6ee-b8458026aca6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: May 31, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K•• I••••••••• S••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 20, 1990earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K•• I••••••••• S••••••• L••	Bd affiliated wealth	May 28, 2026	n/a	yes	Geneseo, NY\|BROOKLYN, OH	Current employment
W••••••••• T•••• I••••••••• A•••••••• I•••	Other adviser	Jan 10, 2023	May 7, 2026	no	W•••••••••, DE

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W••••••••• T•••• I••••••••• A•••••••• I•••	K•• I••••••••• S••••••• L••	May 7, 2026	May 28, 2026	21	Firm change	Other
M•• S••••••••• I•••	W••••••••• T•••• I••••••••• A•••••••• I•••	Dec 23, 2021	Jan 10, 2023

Relationships

Registered with (5)

→ K•• I••••••••• S••••••• L••Registered adviserregistration: current employment
May 28, 2026 to presentfactForm ADV
→ W••••••••• T•••• I••••••••• A•••••••• I•••Registered adviserregistration: previous registration
Jan 10, 2023 to May 7, 2026factForm ADV
→ M•• S••••••••• I•••Registered adviserregistration: previous registration
Apr 4, 2018 to Dec 23, 2021factForm ADV
→ L•• F•••••••• L••Registered adviser

Dated events

Occurred
May 7, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0b4f0aab-cecb-6f96-f6ee-b8458026aca6
First observed: May 31, 2012
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.