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RIA / WealthAdvisor35 years in industry

CAROL ANN MULCAHY

Advisor at DESTINY WEALTH PARTNERS, LLC

TAVARES, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0b4f0acf-9f52-32aa-4bfb-7668493e34a8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 0
On other graphs: 0
Observed: May 21, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: DESTINY WEALTH PARTNERS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 26, 1990earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 8
Current registrations: 1
Registered states: 1
Exams: S65|S63|S66
First exam: Nov 26, 1990
First registration: May 21, 2004
Dual registered: no
IAPD individual key: 1468012

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
DESTINY WEALTH PARTNERS, LLC	Independent wealth	May 13, 2020	n/a	yes	TAVARES, FL	Current employment
CWM, LLC	Bd affiliated wealth	May 2, 2019	Jul 1, 2020	no	Tavares, FL	Previous registration
RUGGIE WEALTH MANAGEMENT	Former SEC adviser	May 2, 2019	Jan 7, 2021	no	TAVARES, FL	Previous registration
THE INVESTMENT COUNSEL COMPANY	Independent wealth	Jul 23, 2014	Dec 8, 2017	no	LAS VEGAS, NV	Previous registration
BARCLAYS CAPITAL INC.	Former SEC adviser	Oct 4, 2010	Oct 11, 2012	no	PALM BEACH, FL	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Mar 16, 2010	Sep 30, 2010	no	ROYAL PALM BEACH, FL\|WEST PALM BEACH, FL\|WEST PALM BEACH, FL\|WEST PALM BEACH, FL	Previous registration
CUMBERLAND ADVISORS	Independent wealth	Jun 21, 2006	Jan 16, 2009	no	SARASOTA, FL	Previous registration
INDEPENDENT PORTFOLIO CONSULTANTS, INC.	Former SEC adviser	Oct 1, 2004	May 23, 2006	no	BOCA RATON, FL	Previous registration
ADVEST, INC.	n/a	May 21, 2004	Mar 6, 2006	no	BOCA RATON, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RUGGIE WEALTH MANAGEMENT	DESTINY WEALTH PARTNERS, LLC	Jan 7, 2021	May 13, 2020	-239	Firm change after gap	RIA to RIA
CWM, LLC	RUGGIE WEALTH MANAGEMENT	Jul 1, 2020	May 2, 2019	-426	Firm change after gap	Ibd to RIA
THE INVESTMENT COUNSEL COMPANY	CWM, LLC	Dec 8, 2017	May 2, 2019	510	Firm change after gap	Other
BARCLAYS CAPITAL INC.	THE INVESTMENT COUNSEL COMPANY	Oct 11, 2012	Jul 23, 2014	650	Firm change after gap	Other
CHASE INVESTMENT SERVICES CORP.	BARCLAYS CAPITAL INC.	Sep 30, 2010	Oct 4, 2010	4	Firm change	Other
CUMBERLAND ADVISORS	CHASE INVESTMENT SERVICES CORP.	Jan 16, 2009	Mar 16, 2010	424	Firm change after gap	Other
INDEPENDENT PORTFOLIO CONSULTANTS, INC.	CUMBERLAND ADVISORS	May 23, 2006	Jun 21, 2006	29	Firm change	Other
ADVEST, INC.	INDEPENDENT PORTFOLIO CONSULTANTS, INC.	Mar 6, 2006	Oct 1, 2004	-521	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
145595:171346:FL:2021-01-07	Jan 7, 2021	May 13, 2020	TAVARES, FL	Firm change after gap

Relationships

Registered with (9)

→ DESTINY WEALTH PARTNERS, LLCRegistered adviserregistration: current employment
May 13, 2020 to presentfactForm ADV
→ RUGGIE WEALTH MANAGEMENTRegistered adviserregistration: previous registration
May 2, 2019 to Jan 7, 2021factForm ADV
→ CWM, LLCRegistered adviserregistration: previous registration
May 2, 2019 to Jul 1, 2020factForm ADV
→ THE INVESTMENT COUNSEL COMPANYRegistered adviserregistration: previous registration
Jul 23, 2014 to Dec 8, 2017factForm ADV
→ BARCLAYS CAPITAL INC.Registered adviserregistration: previous registration
Oct 4, 2010 to Oct 11, 2012factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Mar 16, 2010 to Sep 30, 2010factForm ADV
→ CUMBERLAND ADVISORSRegistered adviserregistration: previous registration
Jun 21, 2006 to Jan 16, 2009factForm ADV
→ INDEPENDENT PORTFOLIO CONSULTANTS, INC.Registered adviserregistration: previous registration
Oct 1, 2004 to May 23, 2006factForm ADV
→ ADVEST, INC.Registered adviserregistration: previous registration
May 21, 2004 to Mar 6, 2006factForm ADV

Dated events

No dated event names this entity yet.