DFX Intelligence

H•••••• L•••• O•••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor40 years in industry

H•••••• L•••• O•••••

Advisor at H• L• O••••• • C••••••• L••

GREENVILLE, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Mar 25, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H• L• O••••• • C••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 14, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H• L• O••••• • C••••••• L••	Independent wealth	Jun 28, 2021	n/a	yes	GREENVILLE, NC	Current employment
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Bd affiliated wealth	Feb 4, 2011	Jun 22, 2021	no	GREENVILLE, NC\|GREENVILLE, NC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	H• L• O••••• • C••••••• L••	Jun 22, 2021	Jun 28, 2021	6	Firm change	Ibd to new firm
S•••••• N••••••• • C••••••• I•••••••••	R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Feb 4, 2011

Team moves

••• Locked

Team	Left	Joined	From	Kind
149018:313593:NC:2021-06-09	Jun 22, 2021	Jun 28, 2021	GREENVILLE, NC	Firm change

Relationships

Registered with (5)

→ H• L• O••••• • C••••••• L••Registered adviserregistration: current employment
Jun 28, 2021 to presentfactForm ADV
→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: previous registration
Feb 4, 2011 to Jun 22, 2021factForm ADV
→ S•••••• N••••••• • C••••••• I•••••••••Registered adviserregistration: previous registration
Apr 17, 2009 to Feb 4, 2011factForm ADV
→ W•••• F•••• A•••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Mar 25, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.