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R• A•••••• C•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)40 years in industry

R• A•••••• C•••••••

Advisor at K•• G•••• M••••••••• I•••

FOUNTAIN HILLS, AZ

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Search this name across graphsid dfx:ria:0b51218b-add3-7780-359d-83130caeb10e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Feb 14, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K•• G•••• M••••••••• I•••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 9, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
K•• G•••• M••••••••• I•••	Independent wealth	Aug 30, 2016	n/a	yes	FOUNTAIN HILLS, AZ	Current employment
N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••	Former SEC adviser	Aug 17, 2016	Mar 13, 2017	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••	K•• G•••• M••••••••• I•••	Mar 13, 2017	Aug 30, 2016	-195	Firm change after gap	Other
K•• G•••• M••••••••• I•••	N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••	Apr 1, 2013

Relationships

Registered with (4)

→ K•• G•••• M••••••••• I•••Registered adviserregistration: previous registration
Jan 15, 2009 to Apr 1, 2013factForm ADV
→ N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••Registered adviserregistration: previous registration
Aug 17, 2016 to Mar 13, 2017factForm ADV
→ O•••• W•••••• I•••Registered adviserregistration: previous registration
Mar 8, 2005 to Dec 18, 2008factForm ADV
→ W•••• F•••• A•••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0b51218b-add3-7780-359d-83130caeb10e
First observed: Feb 14, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.