DFX Intelligence

S•••• C•••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

S•••• C•••••• M••••••••• L••

CRD 167306

PALM BEACH, FL

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Search this name across graphsid dfx:ria:0b544503-2565-aa8c-9054-6b276d67b10e

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 7
On other graphs: 2
Observed: Jun 29, 2022 to Mar 30, 2026
10 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

S•••• C•••••• M••••••••• L••

Private equity manager · shared crd

Independent Sponsorsidentity

S•••• C•••••• M••••••••• L••

Capital provider to sponsors · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $821M••• Locked
Discretionary RAUM: $821M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $821Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
A••• R••••• R•••••	n/a	PALM BEACH, FL	13	19	n/a	no

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
S•••• R••••••• P•••••••• L•	Hedge Fund	$593M	Mar 30, 2026	114	Apr 10, 2021	reported	021-308676
S•••• X• 1• L•	Private Equity Fund	$114M	Mar 30, 2026

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
F••••••• M••••••• R•••••	CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER	Na	yes	04/2013	Jun 29, 2022	Jun 10, 2024
H•••• A•••••• D•••••	CO-PORTFOLIO MEMBER	Na	yes	03/2019	Jun 29, 2022	Jun 10, 2024

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Bronxville	NY	United States	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 30, 2026

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$821M	$533M	54.1%	$264M	45.9%	5	5	1	1

Relationships

Advises (2)

→ S•••• R••••••• P•••••••• L•Private fundHedge Fund, IA
Apr 10, 2021 to presentfactForm ADV
→ S•••• N•• E••••• O••••••••• I• L•Private fundPrivate Equity Fund, IA
Mar 30, 2022 to presentfactForm ADV

Registered with (1)

← A••• R••••• R•••••Advisorregistration: current employment
May 30, 2013 to presentfactForm ADV

Controls (3)

Dated events

Occurred
Mar 30, 2026
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$288M
Occurred
Mar 30, 2026
Private fund first reported
••• Locked
Form ADVobserved today
$45.4M
Occurred
Mar 30, 2026
Private fund first reported
••• Locked
Form ADVobserved today
$6.7M
Occurred
Mar 30, 2026

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0b544503-2565-aa8c-9054-6b276d67b10e
First observed: Jun 29, 2022
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.