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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

R. H. HANSFORD & COMPANY, INC.

CRD 113060

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0b574150-5875-58cd-75ac-0ee72740599f

Data as of Jul 29, 2021 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Mar 30, 2012 to Jul 29, 2021
20 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $41.9MItem 5.F on the latest filing (2021-07-29); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $41.9M
Private client RAUM: $40.4MderivedItem 5.D individuals plus high net worth individuals
Private client share: 96%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $41.9Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 2
Advisory employees: 2
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 151
Individual clients: 67
High net worth clients: 18
Custody, client assets: $41.9M
SEC number: 801-57463
CRD: 113060
Filings on the tape: 20
First filed: Mar 30, 2012
Latest filed: Jul 29, 2021
Organised: Corporation, Florida

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
APRIL MARIE MURPHY	n/a	MIAMI BEACH, FL	8	10	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
HANSFORD, ROSEMARY, HOFFMAN	President	E	yes	04/1994	Mar 30, 2012	Jul 29, 2021
MURPHY, APRIL, MARIE	EXECUTIVE VICE PRESIDENT / CHIEF COMPLIANCE OFFICER	Na	no	11/2017	Dec 22, 2020	Jul 29, 2021

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Miami	FL	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2020	Feb 4, 2021	$41.9M	$41.9M	2	2	0	n/a	n/a
2019	May 15, 2020	$67.0M	$37.3M	2	2	0	n/a	n/a
2018	May 3, 2019	$58.2M	$33.5M	2	2	0	n/a	n/a
2017	Mar 30, 2018	$53.1M	$35.2M	3	2	0	n/a	n/a
2016	Mar 28, 2017	$43.8M	$32.0M	3	2	n/a	n/a	n/a
2015	Mar 31, 2016	$42.2M	$30.9M	2	2	n/a	n/a	n/a
2014	May 1, 2015	$44.3M	$33.4M	2	2	n/a	n/a	n/a
2013	Mar 27, 2014	$37.8M	$30.5M	2	2	n/a	n/a	n/a
2012	Mar 28, 2013	$31.8M	$25.2M	2	2	n/a	n/a	n/a
2011	Mar 30, 2012	$40.2M	$30.8M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2020	$41.9M	$67.0M	-37.4%	$53.1M	-7.6%	2	2	1	0

Relationships

Controls (1)

← HANSFORD, ROSEMARY, HOFFMANOwnerPRESIDENT, ownership code E, individual
Mar 30, 2012 to presentfactForm ADV

Owns (1)

← MURPHY, APRIL, MARIEOwnerEXECUTIVE VICE PRESIDENT / CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Dec 22, 2020 to presentfactForm ADV

Registered with (2)

← APRIL MARIE MURPHYAdvisorregistration: current employment
Nov 21, 2017 to presentfactForm ADV
← Ronald VargasAdvisorregistration: previous registration
Nov 2, 2021 to Sep 30, 2022factForm ADV

Dated events

Occurred
Sep 30, 2022
Advisor changed firm
Ronald Vargas left R. H. Hansford & Company, Inc. for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2022-11-10)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0b574150-5875-58cd-75ac-0ee72740599f
First observed: Mar 30, 2012
Last observed: Jul 29, 2021 62 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

R. H. HANSFORD & COMPANY, INC.

CRD 113060

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0b574150-5875-58cd-75ac-0ee72740599f

Data as of Jul 29, 2021 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:52 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

APRIL MARIE MURPHY

n/a

MIAMI BEACH, FL

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

HANSFORD, ROSEMARY, HOFFMAN

President

yes

04/1994

Mar 30, 2012

Jul 29, 2021

MURPHY, APRIL, MARIE

EXECUTIVE VICE PRESIDENT / CHIEF COMPLIANCE OFFICER

11/2017

Dec 22, 2020

Jul 29, 2021

City

State

Country

Employees

Also broker-dealer

Miami

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2020

Feb 4, 2021

$41.9M

n/a

2019

May 15, 2020

$67.0M

$37.3M

n/a

2018

May 3, 2019

$58.2M

$33.5M

n/a

2017

Mar 30, 2018

$53.1M

$35.2M

n/a

2016

Mar 28, 2017

$43.8M

$32.0M

n/a

2015

Mar 31, 2016

$42.2M

$30.9M

n/a

2014

May 1, 2015

$44.3M

$33.4M

n/a

2013

Mar 27, 2014

$37.8M

$30.5M

n/a

2012

Mar 28, 2013

$31.8M

$25.2M

n/a

2011

Mar 30, 2012

$40.2M

$30.8M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2020

$41.9M

$67.0M

-37.4%

$53.1M

-7.6%