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Advisor at RAYMOND JAMES & ASSOCIATES, INC.
Las Vegas, NV
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Jun 26, 2025 | n/a | yes | Las Vegas, NV | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Jan 21, 2022 | Jun 20, 2025 | no | HENDERSON, NV | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | RAYMOND JAMES & ASSOCIATES, INC. | Jun 20, 2025 | Jun 26, 2025 | 6 | Firm change | Wirehouse to ibd |