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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

JOSEPH MARK DUEA

Advisor at STRATEGIC ADVISERS LLC

CHICAGO, IL

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Search this name across graphsid dfx:ria:0b6bad63-610b-2b1b-2680-e6bcdf2109f3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jul 29, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STRATEGIC ADVISERS LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 1, 2010earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Dec 13, 2010
First registration: Jul 29, 2013
Dual registered: yes, broker-dealer
Other names: JOSEPH MARK DUEA|JOSEPH MARK WILLIAMS DUEA|JOSEPH M DUEA
IAPD individual key: 5834369

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STRATEGIC ADVISERS LLC	National bd RIA	Mar 31, 2025	n/a	yes	CHICAGO, IL	Current employment
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Aug 17, 2023	Mar 31, 2025	no	CHICAGO, IL	Previous registration
W&S BROKERAGE SERVICES, INC.	Bd affiliated wealth	Oct 29, 2021	May 11, 2023	no	Rosemont, IL	Previous registration
THRIVENT ADVISOR NETWORK, LLC	Bd affiliated wealth	Aug 5, 2020	Oct 14, 2021	no	Orland Park, IL\|MINNEAPOLIS, MN	Previous registration
THRIVENT INVESTMENT MANAGEMENT INC.	Bd affiliated wealth	Jul 29, 2013	Jul 29, 2020	no	DOWNERS GROVE, IL\|LIBERTYVILLE, IL\|ORLAND PARK, IL\|BLOOMINGDALE, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIDELITY PERSONAL AND WORKPLACE ADVISORS	STRATEGIC ADVISERS LLC	Mar 31, 2025	Mar 31, 2025	0	Bulk transfer	Ibd to ibd
W&S BROKERAGE SERVICES, INC.	FIDELITY PERSONAL AND WORKPLACE ADVISORS	May 11, 2023	Aug 17, 2023	98	Firm change	Ibd to ibd
THRIVENT ADVISOR NETWORK, LLC	W&S BROKERAGE SERVICES, INC.	Oct 14, 2021	Oct 29, 2021	15	Firm change	Ibd to ibd
THRIVENT INVESTMENT MANAGEMENT INC.	THRIVENT ADVISOR NETWORK, LLC	Jul 29, 2020	Aug 5, 2020	7	Firm change	Ibd to ibd

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
18387:304569:IL:2020-07-29	Jul 29, 2020	Aug 5, 2020	BLOOMINGDALE, IL	Firm change

Relationships

Registered with (5)

→ STRATEGIC ADVISERS LLCRegistered adviserregistration: current employment
Mar 31, 2025 to presentfactForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Aug 17, 2023 to Mar 31, 2025factForm ADV
→ W&S BROKERAGE SERVICES, INC.Registered adviserregistration: previous registration
Oct 29, 2021 to May 11, 2023factForm ADV
→ THRIVENT ADVISOR NETWORK, LLCRegistered adviserregistration: previous registration
Aug 5, 2020 to Oct 14, 2021factForm ADV
→ THRIVENT INVESTMENT MANAGEMENT INC.Registered adviserregistration: previous registration
Jul 29, 2013 to Jul 29, 2020factForm ADV

Dated events

Occurred
May 11, 2023
Advisor changed firm
Joseph Mark Duea left W&S Brokerage Services, Inc. for Fidelity Personal And Workplace Advisors (registered 2023-08-17)
Form ADVobserved 5 days ago