DFX Intelligence

P••••• D•••• T••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor43 years in industry

P••••• D•••• T••

Advisor at H•••••• W••••• M••••••••• L••

Las Vegas, NV | SEATTLE, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0b77bff3-3e95-d655-1c12-ae84f574425c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Oct 27, 1992 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H•••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 22, 1983earliest registration or exam on IAPD
Years in industry: 43derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H•••••• W••••• M••••••••• L••	Independent wealth	Jul 18, 2025	n/a	yes	Las Vegas, NV\|SEATTLE, WA	Current employment
R•• C•••••• M••••••• L••	National bd RIA	Apr 29, 2015	Jul 10, 2025	no	LAS VEGAS, NV\|SEATTLE, WA\|Las Vegas, NV\|LAS VEGAS, NV\|LAS VEGAS, NV

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•• C•••••• M••••••• L••	H•••••• W••••• M••••••••• L••	Jul 10, 2025	Jul 18, 2025	8	Firm change	Ibd to RIA
W•••• F•••• A•••••••	R•• C•••••• M••••••• L••	Apr 30, 2015	Apr 29, 2015

Team moves

••• Locked

Team	Left	Joined	From	Kind
19616:31194:WA:2015-04-30	Apr 30, 2015	Apr 29, 2015	SEATTLE, WA	Firm change

Relationships

Registered with (4)

→ H•••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Jul 18, 2025 to presentfactForm ADV
→ R•• C•••••• M••••••• L••Registered adviserregistration: previous registration
Apr 29, 2015 to Jul 10, 2025factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jul 1, 2003 to Apr 30, 2015factForm ADV
→ P••••••••• E••••• G••••• L••Registered adviser

Dated events

Occurred
Jul 10, 2025
Advisor changed firm
P••••• D•••• T•• left R•• C•••••• M••••••• L•• for H•••••• W••••• M••••••••• L•• (registered 2025-07-18)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0b77bff3-3e95-d655-1c12-ae84f574425c
First observed: Oct 27, 1992
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.