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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

PRUSIK INVESTMENT MANAGEMENT LLP

CRD 157417

LONDON

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0b80bf77-07fe-561d-537b-c14115ea2599

Data as of Jun 18, 2012 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:22 AM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 0
On other graphs: 0
Observed: Jan 31, 2012 to Jun 18, 2012
3 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $255MItem 5.F on the latest filing (2012-06-18); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $255M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Accounts: 3
SEC number: 801-72664
CRD: 157417
Filings on the tape: 3
First filed: Jan 31, 2012
Latest filed: Jun 18, 2012
Organised: Limited Liability Partnership

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
PRUSIK ASIAN EQUITY INCOME FUND	Other Private Fund	$901M	Jun 1, 2017	60	Mar 12, 2013	reported	n/a
PRUSIK ASIAN EQUITY INCOME FUND	Other Private Fund	$784M	May 24, 2024	217	Jun 29, 2022	reported	021-166150
PRUSIK ASIA FUND PLC	Other Private Fund	$81.0M	Jun 6, 2023	49	Jun 29, 2022	reported	021-161180
PRUSIK ASIA FUND	Other Private Fund	$74.0M	Jun 1, 2017	50	Mar 12, 2013	reported	n/a
PRUSIK ASIA EMERGING OPPORTUNITIES FUND PLC	Other Private Fund	$43.2M	Jun 6, 2023	27	Mar 12, 2013	reported	021-161160
PRUSIK ASIA SUSTAINABILITY GROWTH FUND	Other Private Fund	$4.0M	Jun 6, 2023	19	Jun 29, 2022	reported	021-456132

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
GOODBAN, BRIAN, NORMAN FREDERICK	CHIEF COMPLIANCE OFFICER	Na	yes	11/2010	Jan 31, 2012	Jun 18, 2012
MANNERS, HEATHER, CAROLINE SETON	Owner	E	yes	09/2010	Jan 31, 2012	Jun 18, 2012
MANNERS, HEATHER, CAROLINE SETON	Member	C	yes	03/2005	Jan 31, 2012	Jun 18, 2012
MORRIS, ANTHONY, TIMOTHY	Member	C	yes	07/2005	Jan 31, 2012	Jun 18, 2012
NAUGHTON, THOMAS	Member	B	yes	10/2010	Jan 31, 2012	Jun 18, 2012
QUADRADO LIMITED	Member	B	yes	10/2010	Jan 31, 2012	Jun 18, 2012

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2012	Jun 18, 2012	$255M	$255M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2012	$255M	n/a	n/a	n/a	n/a	n/a	n/a	n/a	n/a

Relationships

Advises (6)

→ PRUSIK ASIAN EQUITY INCOME FUNDPrivate fundOther Private Fund, ERA
Jun 29, 2022 to presentfactForm ADV
→ PRUSIK ASIA FUND PLCPrivate fundOther Private Fund, ERA
Jun 29, 2022 to presentfactForm ADV
→ PRUSIK ASIA SUSTAINABILITY GROWTH FUNDPrivate fundOther Private Fund, ERA
Jun 29, 2022 to presentfactForm ADV
→ PRUSIK ASIA EMERGING OPPORTUNITIES FUND PLCPrivate fundOther Private Fund, ERA
Mar 12, 2013 to presentfactForm ADV
→ PRUSIK ASIAN EQUITY INCOME FUNDPrivate fundOther Private Fund, ERA
Mar 12, 2013 to presentfactForm ADV
→ PRUSIK ASIA FUNDPrivate fundOther Private Fund, ERA
Mar 12, 2013 to presentfactForm ADV

Controls (5)

← MORRIS, ANTHONY, TIMOTHYOwnerMEMBER, ownership code C, individual
Jan 31, 2012 to presentfactForm ADV
← NAUGHTON, THOMASOwnerMEMBER, ownership code B, individual
Jan 31, 2012 to presentfactForm ADV
← MANNERS, HEATHER, CAROLINE SETONOwnerOWNER, ownership code E, individual
Jan 31, 2012 to presentfactForm ADV
← GOODBAN, BRIAN, NORMAN FREDERICKOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jan 31, 2012 to presentfactForm ADV
← QUADRADO LIMITEDOwnerMEMBER, ownership code B, foreign entity
Jan 31, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0b80bf77-07fe-561d-537b-c14115ea2599
First observed: Jan 31, 2012
Last observed: Jun 18, 2012 173 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PRUSIK INVESTMENT MANAGEMENT LLP

CRD 157417

LONDON

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0b80bf77-07fe-561d-537b-c14115ea2599

Data as of Jun 18, 2012 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:22 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

PRUSIK ASIAN EQUITY INCOME FUND

Other Private Fund

$901M

Jun 1, 2017

Mar 12, 2013

reported

n/a

PRUSIK ASIAN EQUITY INCOME FUND

Other Private Fund

$784M

May 24, 2024

217

Jun 29, 2022

reported

021-166150

PRUSIK ASIA FUND PLC

Other Private Fund

$81.0M

Jun 6, 2023

Jun 29, 2022

reported

021-161180

PRUSIK ASIA FUND

Other Private Fund

$74.0M

Jun 1, 2017

Mar 12, 2013

reported

n/a

PRUSIK ASIA EMERGING OPPORTUNITIES FUND PLC

Other Private Fund

$43.2M

Jun 6, 2023

Mar 12, 2013

reported

021-161160

PRUSIK ASIA SUSTAINABILITY GROWTH FUND

Other Private Fund

$4.0M

Jun 6, 2023

Jun 29, 2022

reported

021-456132

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

GOODBAN, BRIAN, NORMAN FREDERICK

CHIEF COMPLIANCE OFFICER

yes

11/2010

Jan 31, 2012

Jun 18, 2012

MANNERS, HEATHER, CAROLINE SETON

Owner

yes

09/2010

Jan 31, 2012

Jun 18, 2012

MANNERS, HEATHER, CAROLINE SETON

Member

yes

03/2005

Jan 31, 2012

Jun 18, 2012

MORRIS, ANTHONY, TIMOTHY

Member

yes

07/2005

Jan 31, 2012

Jun 18, 2012

NAUGHTON, THOMAS

Member

yes

10/2010

Jan 31, 2012

Jun 18, 2012

QUADRADO LIMITED

Member

yes

10/2010

Jan 31, 2012

Jun 18, 2012

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2012

Jun 18, 2012

$255M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2012

$255M

n/a