DFX Intelligence

G•••••• S•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner25 years in industry

G•••••• S•••••••

Advisor at C••••••••• F•••••••• N••••••

Bradenton, FL

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 2:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Dec 1, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• F•••••••• N••••••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Dec 1, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• F•••••••• N••••••	National bd RIA	May 11, 2021	n/a	yes	Bradenton, FL	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Jun 12, 2012	Jun 3, 2021	no	BRADENTON, FL\|SAN DIEGO, CA\|BRADENTON, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	C••••••••• F•••••••• N••••••	Jun 3, 2021	May 11, 2021	-23	Firm change	Ibd to ibd
W•••• F•••• A•••••••	L•• F•••••••• L••	May 16, 2012	Jun 12, 2012

Relationships

Registered with (6)

→ C••••••••• F•••••••• N••••••Registered adviserregistration: current employment
May 11, 2021 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Jun 12, 2012 to Jun 3, 2021factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jul 14, 2010 to May 16, 2012factForm ADV
→ N••••••• T•••• S••••••••• I••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Dec 1, 2000
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.