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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

MAINFIRST AFFILIATED FUND MANAGERS (DEUTSCHLAND) GMBH

CRD 307788

FRANKFURT AM MAIN, HESSEN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0b8d58a2-658b-d4e5-aaaf-33f2304e4ec5

Data as of Jul 28, 2020 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jul 28, 2020 to Jul 28, 2020
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $3.3BItem 5.F on the latest filing (2020-07-28); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $3.3B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 31
Advisory employees: 17
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 23
SEC number: 801-119356
CRD: 307788
Filings on the tape: 1
First filed: Jul 28, 2020
Latest filed: Jul 28, 2020
Organised: Limited Liability Company

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
HARON HOLDING S.A.	Member	E	yes	09/2017	Jul 28, 2020	Jul 28, 2020
HASELEY, OLIVER, CHRISTIAN	MANAGING DIRECTOR	Na	yes	09/2018	Jul 28, 2020	Jul 28, 2020
MAINFIRST HOLDING AG	SOLE MEMBER	E	yes	09/2018	Jul 28, 2020	Jul 28, 2020
MERX, THOMAS	MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER	Na	yes	01/2019	Jul 28, 2020	Jul 28, 2020
SCHARWATH, MARC-OLIVER	MANAGING DIRECTOR	Na	yes	04/2020	Jul 28, 2020	Jul 28, 2020

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
MAINFIRST AFFILIATED FUND MANAGERS (SWITZERLAND) AG	n/a	n/a	n/a	N	yes	n/a
MAINFIRST AFFILIATED FUND MANAGERS S.A.	n/a	n/a	n/a	N	yes	n/a

Relationships

Controls (5)

← MERX, THOMASOwnerMANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jul 28, 2020 to presentfactForm ADV
← SCHARWATH, MARC-OLIVEROwnerMANAGING DIRECTOR, ownership code NA, individual
Jul 28, 2020 to presentfactForm ADV
← HASELEY, OLIVER, CHRISTIANOwnerMANAGING DIRECTOR, ownership code NA, individual
Jul 28, 2020 to presentfactForm ADV
← HARON HOLDING S.A.OwnerMEMBER, ownership code E, foreign entity
Jul 28, 2020 to presentfactForm ADV
← MAINFIRST HOLDING AGOwnerSOLE MEMBER, ownership code E, foreign entity
Jul 28, 2020 to presentfactForm ADV

Dated events

Occurred
Jul 28, 2020
First Form ADV filing
Mainfirst Affiliated Fund Managers (Deutschland) Gmbh filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0b8d58a2-658b-d4e5-aaaf-33f2304e4ec5
First observed: Jul 28, 2020
Last observed: Jul 28, 2020 74 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MAINFIRST AFFILIATED FUND MANAGERS (DEUTSCHLAND) GMBH

CRD 307788

FRANKFURT AM MAIN, HESSEN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0b8d58a2-658b-d4e5-aaaf-33f2304e4ec5

Data as of Jul 28, 2020 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:50 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

HARON HOLDING S.A.

Member

yes

09/2017

Jul 28, 2020

HASELEY, OLIVER, CHRISTIAN

MANAGING DIRECTOR

yes

09/2018

Jul 28, 2020

MAINFIRST HOLDING AG

SOLE MEMBER

yes

09/2018

Jul 28, 2020

MERX, THOMAS

MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER

yes

01/2019

Jul 28, 2020

SCHARWATH, MARC-OLIVER

MANAGING DIRECTOR

yes

04/2020

Jul 28, 2020

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

MAINFIRST AFFILIATED FUND MANAGERS (SWITZERLAND) AG

n/a

yes

n/a

MAINFIRST AFFILIATED FUND MANAGERS S.A.

n/a

yes

n/a