DFX Intelligence

T•••• R••••• W••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner11 years in industry

T•••• R••••• W••••

Advisor at L•••••••• W••••• M••••••••• L••

SCOTTSDALE, AZ

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Search this name across graphsid dfx:ria:0b8e7bd4-193c-6361-d524-493c6c8150c2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Dec 2, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•••••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 2, 2014earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•••••••• W••••• M••••••••• L••	Independent wealth	Jun 29, 2023	n/a	yes	SCOTTSDALE, AZ	Current employment
V••••••• A•••••••• I•••	Bd affiliated wealth	Jun 27, 2016	Jul 5, 2023	no	Scottsdale, AZ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
V••••••• A•••••••• I•••	L•••••••• W••••• M••••••••• L••	Jul 5, 2023	Jun 29, 2023	-6	Firm change	Ibd to new firm
B•••••••• W••••• M••••••••• I•••	V••••••• A•••••••• I•••	Mar 16, 2016	Jun 27, 2016

Relationships

Registered with (3)

→ L•••••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Jun 29, 2023 to presentfactForm ADV
→ V••••••• A•••••••• I•••Registered adviserregistration: previous registration
Jun 27, 2016 to Jul 5, 2023factForm ADV
→ B•••••••• W••••• M••••••••• I•••Registered adviserregistration: previous registration
Dec 2, 2014 to Mar 16, 2016factForm ADV

Dated events

Occurred
Jul 5, 2023
Advisor changed firm
T•••• R••••• W•••• left V••••••• A•••••••• I••• for L•••••••• W••••• M••••••••• L•• (registered 2023-06-29)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0b8e7bd4-193c-6361-d524-493c6c8150c2
First observed: Dec 2, 2014
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.