DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
CRD 315019
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| J•••• D•••• S••••••• | n/a | NEW YORK, NY | 5 | 28 | n/a | no |
| T••••• E••••• M•••••• | n/a | NEW YORK, NY | OLD GREENWICH, CT | 4 | 13 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| M••••••• T•••••• E• | MANAGING PARTNER | C | yes | 11/2021 | Aug 27, 2026 | Aug 27, 2026 |
| S•••••••• J••••• D•••• | MANAGING PARTNER AND CHIEF COMPLIANCE OFFICER | C | yes | 04/2021 | Aug 27, 2026 | Aug 27, 2026 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 27, 2026 | $61.1M | $61.1M | 3 | 3 | 1 | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 1 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $65.4M | n/a | n/a | n/a | n/a | 3 | n/a | 1 | n/a |
| no |
| J••• S••••• | n/a | NEW YORK, NY | 1 | 11 | n/a | no |
| Member |
| B |
| no |
| 04/2021 |
| Aug 27, 2026 |
| Aug 27, 2026 |