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S•••••• C••• E••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor25 years in industry

S•••••• C••• E••••

Advisor at C••••••

MIAMI, FL

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Search this name across graphsid dfx:ria:0b969519-812e-b750-b6fc-941d2265329a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 2
Observed: Jun 10, 2008 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

S•••••• C••• E••••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Venture Capitalidentity

S•••••• C••• E••••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 9, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••	Independent wealth	Jul 11, 2024	n/a	yes	MIAMI, FL	Current employment
E•••••• C•••••• M••••••••• L••	Former SEC adviser	May 27, 2015	May 24, 2023	no	ARLINGTON, VA\|Purchase, NY\|Jersey City, NJ

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
E•••••• C•••••• M••••••••• L••	C••••••	May 24, 2023	Jul 11, 2024	414	Firm change after gap	RIA to RIA
S•••••• N••••••• • C••••••• I•••••••••	E•••••• C•••••• M••••••••• L••	May 13, 2015

Relationships

Registered with (3)

→ C••••••Registered adviserregistration: current employment
Jul 11, 2024 to presentfactForm ADV
→ E•••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
May 27, 2015 to May 24, 2023factForm ADV
→ S•••••• N••••••• • C••••••• I•••••••••Registered adviserregistration: previous registration
Jun 10, 2008 to May 13, 2015factForm ADV

Dated events

Occurred
May 24, 2023
Advisor changed firm
S•••••• C••• E•••• left E•••••• C•••••• M••••••••• L•• for Corient (registered 2024-07-11)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0b969519-812e-b750-b6fc-941d2265329a
First observed: Jun 10, 2008
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.