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S••••• F••• M••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

S••••• F••• M••••••• L••

CRD 315584

PORTLAND, OR

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Search this name across graphsid dfx:ria:0ba1c2b4-a297-2446-8b1b-6b81a1bc883b

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 3
On other graphs: 3
Observed: Dec 20, 2021 to Mar 30, 2026
10 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

S••••• F••• M••••••• L••

Private equity manager · shared crd

Independent Sponsorsidentity

S••••• F••• M••••••• L••

Capital provider to sponsors · shared crd

Real Estate Fundsidentity

S••••• F••• M••••••• L••

Real estate fund manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $202MItem 5.F on the latest filing (2026-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $202M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
S••••• R••••• F•••• L••	Private Equity Fund	$10.3M	Sep 20, 2024	145	Dec 20, 2021	reported	021-369132
S••••• O• T••••••• L••	Real Estate Fund	$5.3M

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••••••• A••••••• P•••	Beneficiary	E	yes	11/2004	Sep 6, 2024	Sep 20, 2024
B•••••••• A••••••• P•••	Founder	Na	yes	03/2017	Sep 6, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$202M	$194M	4.2%	$189M	2.3%	9	9	0	0

Relationships

Advises (4)

→ S••••• R••••• F•••• L••Private fundPrivate Equity Fund, IA
Dec 20, 2021 to presentfactForm ADV
→ S••••• O••••••••• Z••• F••• I• L••Private fundReal Estate Fund, IA
Dec 20, 2021 to presentfactForm ADV
→ S••••• O• N••• L••Private fundReal Estate Fund, IA
Dec 20, 2021 to presentfactForm ADV
→ S••••• O• T••••••• L••

Dated events

Occurred
Sep 6, 2024
Control person joined
Paul Anthony Brenneke (Founder) appeared on Schedule A of S••••• F••• M••••••• L••
Form ADVobserved 7 days ago
Occurred
May 6, 2024
Control person left
Alan Jefry Baker (Managing Director, Chief Compliance Officer) no longer on Schedule A of S••••• F••• M••••••• L•• (listed 2024-03-28, absent 2024-05-06)
Form ADVobserved 7 days ago
Occurred
Dec 20, 2021
First Form ADV filing
S••••• F••• M••••••• L•• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0ba1c2b4-a297-2446-8b1b-6b81a1bc883b
First observed: Dec 20, 2021
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.