DFX Intelligence

W•••••• H••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

W•••••• H••• S••••••

Advisor at T• P•••••• C••••• W••••• L••

WILMINGTON, NC | Sarasota, FL

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Search this name across graphsid dfx:ria:0bb785c1-3195-f403-bbfc-0d2b571949d7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jun 7, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T• P•••••• C••••• W••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 24, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T• P•••••• C••••• W••••• L••	Bd affiliated wealth	Jul 15, 2013	n/a	yes	WILMINGTON, NC\|Sarasota, FL	Current employment
U•••• F•••••••• S••••••• G••••• I•••	n/a	Dec 4, 2008	Nov 12, 2010	no	MYRTLE BEACH, SC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U•••• F•••••••• S••••••• G••••• I•••	T• P•••••• C••••• W••••• L••	Nov 12, 2010	Jul 15, 2013	976	Firm change after gap	Other
W•••• F•••• A•••••••	U•••• F•••••••• S••••••• G••••• I•••	Aug 19, 2008	Dec 4, 2008

Relationships

Registered with (3)

→ T• P•••••• C••••• W••••• L••Registered adviserregistration: current employment
Jul 15, 2013 to presentfactForm ADV
→ U•••• F•••••••• S••••••• G••••• I•••Registered adviserregistration: previous registration
Dec 4, 2008 to Nov 12, 2010factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jun 7, 2007 to Aug 19, 2008factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0bb785c1-3195-f403-bbfc-0d2b571949d7
First observed: Jun 7, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.