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Advisor at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
DES MOINES, IA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Bd affiliated wealth | Aug 27, 2012 | n/a | yes | DES MOINES, IA | Current employment |
| BROKERSXPRESS LLC | Former SEC adviser | Oct 30, 2009 | Aug 28, 2012 | no | HOUSTON, TX|NEWBURY PARK, CA|CHICAGO, IL|DES MOINES, IA|WAKE FOREST, NC | Previous registration |
| SECURITIES AMERICA ADVISORS, INC. | Former SEC adviser | Jul 19, 2002 | Nov 2, 2009 | no | DES MOINES, IA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BROKERSXPRESS LLC | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Aug 28, 2012 | Aug 27, 2012 | -1 | Firm change | Other |
| SECURITIES AMERICA ADVISORS, INC. | BROKERSXPRESS LLC | Nov 2, 2009 | Oct 30, 2009 | -3 | Firm change | Other |