DFX Intelligence

A••••• R•••••• S•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

A••••• R•••••• S•••••••••

Advisor at C•••••••• I••••••••• R••••••• A•••••••• I•••

Northbrook, IL | Evanston, IL

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Search this name across graphsid dfx:ria:0bc53900-c0c3-5c82-709e-d40a238449cd

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:31 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jan 28, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• I••••••••• R••••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	Oct 27, 2025	n/a	yes	Northbrook, IL\|Evanston, IL	Current employment
C••••••••• F•••••••• N••••••	National bd RIA	Dec 9, 2016	Oct 27, 2025	no	Northbrook, IL\|Evanston, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• F•••••••• N••••••	C•••••••• I••••••••• R••••••• A•••••••• I•••	Oct 27, 2025	Oct 27, 2025	0	Firm change	Ibd to ibd
M•• F•••••••• S•••••••• I•••	C••••••••• F•••••••• N••••••	Dec 14, 2016	Dec 9, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
8032:134139:IL:2025-10-27	Oct 27, 2025	Oct 27, 2025	EVANSTON, IL	Firm change
14251:8032:IL:2016-12-14	Dec 14, 2016	Dec 9, 2016	CHICAGO, IL	Firm change

Relationships

Registered with (3)

→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: current employment
Oct 27, 2025 to presentfactForm ADV
→ C••••••••• F•••••••• N••••••Registered adviserregistration: previous registration
Dec 9, 2016 to Oct 27, 2025factForm ADV
→ M•• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Jan 28, 2015 to Dec 14, 2016factForm ADV

Dated events

Occurred
Oct 27, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0bc53900-c0c3-5c82-709e-d40a238449cd
First observed: Jan 28, 2015
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.