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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 10b 100b

VANGUARD PERSONALIZED INDEXING MANAGEMENT

CRD 285366

OAKLAND, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0bcb94e6-fa59-3b18-d10e-c550aaeee0dd

Data as of Jul 22, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 22
Dated events: 35
On other graphs: 0
Observed: Nov 26, 2018 to Jul 22, 2026
34 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=0.99 institutional_share=0.0 related_bd=true related_bank=true bd_reps=15.0
Regulatory AUM: $11BItem 5.F on the latest filing (2026-07-22); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $11B
Private client RAUM: $2.2MderivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 6
RAUM per advisor: $1.9Bderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 39
Advisory employees: 6
Offices: 7Schedule D 1.F, beyond the principal office
Accounts: 4,085
Individual clients: 0
High net worth clients: 1
SEC number: 801-114487
CIK: 1767306
CRD: 285366
Filings on the tape: 34
First filed: Nov 26, 2018
Latest filed: Jul 22, 2026
Organised: Limited Liability Company, DE

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
SHERWOOD YUEN	n/a	OAKLAND, CA	7	23	n/a	no
MICHAEL JOSEPH MORRISSEY	Certified Financial Planner	OAKLAND, CA \| MALVERN, PA	2	18	n/a	yes
BENJAMIN RONALD HAMMER	Chartered Financial Analyst	OAKLAND, CA \| Oregon, IL	2	20	n/a	yes
VERNITA MORRISSA EXUM	Chartered Financial Analyst	OAKLAND, CA	1	24	n/a	no
PATRICK JOSEPH MCDERMOTT	Certified Financial Planner\|Chartered Financial Analyst	OAKLAND, CA	1	27	2	no
JOHN GRAHAM HARRIS	n/a	MALVERN, PA \| OAKLAND, CA	0	12	1	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BENCHENER, MATTHEW, JOHN	CHAIRMAN & MANAGER	Na	yes	04/2022	Mar 31, 2023	Dec 19, 2024
BISORDI, JOHN, EDMUND	Manager	Na	yes	01/2022	Mar 31, 2022	Dec 19, 2024
BRANCATO, MATTHEW, CLARK	Manager	Na	yes	04/2022	Mar 31, 2023	Dec 19, 2024
JUST INVEST SYSTEMS, INC.	Stockholder	E	yes	10/2021	Oct 20, 2021	Dec 19, 2024
RAISONNABLE INC.	Stockholder	E	yes	10/2021	Oct 20, 2021	Dec 19, 2024
RISI, KARIN, ANN	Manager	Na	yes	04/2022	Mar 31, 2023	Dec 19, 2024
ROLLINGS, MICHAEL, THOMAS	Manager	Na	yes	04/2022	Mar 31, 2023	Dec 19, 2024
STEWART, MARC, CHRISTOPHER	CHIEF COMPLIANCE OFFICER	Na	yes	08/2023	Aug 24, 2023	Dec 19, 2024
VANGUARD GROUP INC	Stockholder	E	yes	07/2001	Oct 20, 2021	Dec 19, 2024
VANGUARD INDEX FUNDS	Stockholder	C	yes	08/1976	Oct 20, 2021	Dec 19, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
THE VANGUARD GROUP, INC.	n/a	Asset manager	$11093B	Y	no	n/a
VANGUARD ADVISERS, INC.	n/a	Bd affiliated wealth	$345B	N	yes	n/a
VANGUARD GLOBAL ADVISERS, LLC	n/a	Asset manager	$250B	N	yes	n/a
VANGUARD FIDUCIARY TRUST COMPANY	n/a	n/a	n/a	N	yes	n/a
VANGUARD MARKETING CORPORATION	n/a	n/a	n/a	N	yes	n/a
VANGUARD NATIONAL TRUST COMPANY, N.A.	n/a	n/a	n/a	N	yes	n/a
VGI INSURANCE, INC.	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no
Scottsdale	Az	United States	0	yes
Malvern	Pa	United States	0	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 8 of 11

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 30, 2026	$11B	$11B	39	5	6	n/a	n/a
2024	Apr 30, 2025	$7.3B	$7.3B	29	4	5	n/a	n/a
2023	Mar 28, 2024	$4.3B	$4.3B	27	4	6	n/a	n/a
2022	Mar 31, 2023	$2.7B	$2.7B	25	4	5	n/a	n/a
2021	Mar 31, 2022	$2.0B	$2.0B	23	4	1	n/a	n/a
2020	Mar 8, 2021	$739M	$739M	9	4	0	n/a	n/a
2019	Mar 9, 2020	$378M	$372M	5	3	0	n/a	n/a
2018	Mar 30, 2019	$210M	$207M	5	3	0	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	1	0	0	2	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$11B	$7.3B	56.4%	$2.7B	60.7%	39	29	7	5

Relationships

Affiliated with (6)

← VANGUARD GROUP INCRegistered adviserother investment adviser, control
factForm ADV
← VANGUARD ADVISERS, INC.Registered adviserother investment adviser, common control
factForm ADV
→ VANGUARD GROUP INCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, control
factForm ADV
→ VANGUARD ADVISERS, INC.Registered adviserother investment adviser, common control
factForm ADV
→ VANGUARD GLOBAL ADVISERS, LLCRegistered adviserother investment adviser, common control
factForm ADV
← VANGUARD GLOBAL ADVISERS, LLCRegistered adviserother investment adviser, common control
factForm ADV

Registered with (6)

← JOHN GRAHAM HARRISAdvisorregistration: current employment
Jul 22, 2026 to presentfactForm ADV
← PATRICK JOSEPH MCDERMOTTAdvisorregistration: current employment
Apr 7, 2025 to presentfactForm ADV
← VERNITA MORRISSA EXUMAdvisorregistration: current employment
Jan 3, 2025 to presentfactForm ADV
← BENJAMIN RONALD HAMMERAdvisorregistration: current employment
Jul 31, 2024 to presentfactForm ADV
← MICHAEL JOSEPH MORRISSEYAdvisorregistration: current employment
Jun 20, 2024 to presentfactForm ADV
← SHERWOOD YUENAdvisorregistration: current employment
Jul 19, 2019 to presentfactForm ADV

Controls (10)

← VANGUARD GROUP INCOwnerSTOCKHOLDER, ownership code E, domestic entity
Oct 20, 2021 to Dec 19, 2024factForm ADV
← ROLLINGS, MICHAEL, THOMASOwnerMANAGER, ownership code NA, individual
Mar 31, 2023 to Dec 19, 2024factForm ADV
← STEWART, MARC, CHRISTOPHEROwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Aug 24, 2023 to Dec 19, 2024factForm ADV
← RISI, KARIN, ANNOwnerMANAGER, ownership code NA, individual
Mar 31, 2023 to Dec 19, 2024factForm ADV
← BENCHENER, MATTHEW, JOHNOwnerCHAIRMAN & MANAGER, ownership code NA, individual
Mar 31, 2023 to Dec 19, 2024factForm ADV
← BRANCATO, MATTHEW, CLARKOwnerMANAGER, ownership code NA, individual
Mar 31, 2023 to Dec 19, 2024factForm ADV
← BISORDI, JOHN, EDMUNDOwnerMANAGER, ownership code NA, individual
Mar 31, 2022 to Dec 19, 2024factForm ADV
← JUST INVEST SYSTEMS, INC.OwnerSTOCKHOLDER, ownership code E, domestic entity
Oct 20, 2021 to Dec 19, 2024factForm ADV
← RAISONNABLE INC.OwnerSTOCKHOLDER, ownership code E, domestic entity
Oct 20, 2021 to Dec 19, 2024factForm ADV
← VANGUARD INDEX FUNDSOwnerSTOCKHOLDER, ownership code C, domestic entity
Oct 20, 2021 to Dec 19, 2024factForm ADV

Dated events

Occurred
Mar 30, 2026
Regulatory AUM changed
Vanguard Personalized Indexing Management reported RAUM $11.4B, up 56% from $7.3B (2026-02-02 to 2026-03-30)
Form ADVobserved 4 days ago
$4.1B
Occurred
Apr 30, 2025
Regulatory AUM changed
Vanguard Personalized Indexing Management reported RAUM $7.3B, up 67% from $4.3B (2025-02-13 to 2025-04-30)
Form ADVobserved 4 days ago
$2.9B
Occurred
Mar 28, 2024
Regulatory AUM changed
Vanguard Personalized Indexing Management reported RAUM $4.3B, up 59% from $2.7B (2023-08-24 to 2024-03-28)
Form ADVobserved 4 days ago
$1.6B
Occurred
Mar 28, 2024
Control person left
Mark Thomas Rampulla (Manager) no longer on Schedule A of Vanguard Personalized Indexing Management (listed 2023-08-24, absent 2024-03-28)
Form ADVobserved 4 days ago
Occurred
Aug 24, 2023
Control person left
Grace Claire Burke (Chief Compliance Officer) no longer on Schedule A of Vanguard Personalized Indexing Management (listed 2023-03-31, absent 2023-08-24)
Form ADVobserved 4 days ago
Occurred
Aug 24, 2023
Control person joined
Marc Stewart (Chief Compliance Officer) appeared on Schedule A of Vanguard Personalized Indexing Management
Form ADVobserved 4 days ago
Occurred
Mar 31, 2023
Regulatory AUM changed
Vanguard Personalized Indexing Management reported RAUM $2.7B, up 39% from $2.0B (2023-01-25 to 2023-03-31)
Form ADVobserved 4 days ago
$767M
Occurred
Mar 31, 2023
Control person joined
John Matthew Benchener (Chairman & Manager) appeared on Schedule A of Vanguard Personalized Indexing Management
Form ADVobserved 4 days ago
Occurred
Mar 31, 2023
Control person joined
Mark Thomas Rampulla (Manager) appeared on Schedule A of Vanguard Personalized Indexing Management
Form ADVobserved 4 days ago
Occurred
Mar 31, 2023
Control person joined
Thomas Michael Rollings (Manager) appeared on Schedule A of Vanguard Personalized Indexing Management
Form ADVobserved 4 days ago
Occurred
Mar 31, 2023
Control person joined
Ann Karin Risi (Manager) appeared on Schedule A of Vanguard Personalized Indexing Management
Form ADVobserved 4 days ago
Occurred
Mar 31, 2023
Control person joined
Clark Matthew Brancato (Manager) appeared on Schedule A of Vanguard Personalized Indexing Management
Form ADVobserved 4 days ago
Occurred
Mar 31, 2023
Control person left
Jonathan Hudacko (Vice President) no longer on Schedule A of Vanguard Personalized Indexing Management (listed 2023-01-25, absent 2023-03-31)
Form ADVobserved 4 days ago
Occurred
Mar 31, 2023
Control person left
David Petty (Manager, Chairman And President) no longer on Schedule A of Vanguard Personalized Indexing Management (listed 2023-01-25, absent 2023-03-31)
Form ADVobserved 4 days ago
Occurred
Mar 31, 2023
Control person left
Paul Matthew Mccarthy (Manager And Vice President) no longer on Schedule A of Vanguard Personalized Indexing Management (listed 2023-01-25, absent 2023-03-31)
Form ADVobserved 4 days ago
Occurred
Mar 31, 2023
Control person left
Paul Jakubowski (Manager And Vice President) no longer on Schedule A of Vanguard Personalized Indexing Management (listed 2023-01-25, absent 2023-03-31)
Form ADVobserved 4 days ago
Occurred
Mar 31, 2023
Control person left
Barbara Bock (Controller) no longer on Schedule A of Vanguard Personalized Indexing Management (listed 2023-01-25, absent 2023-03-31)
Form ADVobserved 4 days ago
Occurred
Jan 10, 2023
Control person joined
Grace Claire Burke (Chief Compliance Officer) appeared on Schedule A of Vanguard Personalized Indexing Management
Form ADVobserved 4 days ago
Occurred
Jan 10, 2023
Control person left
Cyrus Richard Sarhaddi (Chief Compliance Officer) no longer on Schedule A of Vanguard Personalized Indexing Management (listed 2022-04-04, absent 2023-01-10)
Form ADVobserved 4 days ago
Occurred
Mar 31, 2022
Regulatory AUM changed
Vanguard Personalized Indexing Management reported RAUM $2.0B, up 166% from $739.5M (2022-01-04 to 2022-03-31)
Form ADVobserved 4 days ago
$1.2B
Occurred
Mar 31, 2022
Control person left
Caroline Mary Cosby (Manager, Vice President And Assistant Secretary) no longer on Schedule A of Vanguard Personalized Indexing Management (listed 2022-01-04, absent 2022-03-31)
Form ADVobserved 4 days ago
Occurred
Mar 31, 2022
Control person joined
John Bisordi (Manager And Vice President) appeared on Schedule A of Vanguard Personalized Indexing Management
Form ADVobserved 4 days ago
Occurred
Jan 4, 2022
Control person joined
Cyrus Richard Sarhaddi (Chief Compliance Officer) appeared on Schedule A of Vanguard Personalized Indexing Management
Form ADVobserved 4 days ago
Occurred
Oct 20, 2021
Control person joined
Paul Jakubowski (Director) appeared on Schedule A of Vanguard Personalized Indexing Management
Form ADVobserved 4 days ago
Occurred
Oct 20, 2021
Control person joined
David Petty (Director And President) appeared on Schedule A of Vanguard Personalized Indexing Management
Form ADVobserved 4 days ago
Occurred
Oct 20, 2021
Control person joined
Mary Cosby (Director, Vice President And Assistant Secretary) appeared on Schedule A of Vanguard Personalized Indexing Management
Form ADVobserved 4 days ago
Occurred
Oct 20, 2021
Control person joined
Paul Matthew Mccarthy (Director) appeared on Schedule A of Vanguard Personalized Indexing Management
Form ADVobserved 4 days ago
Occurred
Oct 20, 2021
Control person joined
Anne Barbara Weigner (Controller) appeared on Schedule A of Vanguard Personalized Indexing Management
Form ADVobserved 4 days ago
Occurred
Oct 20, 2021
Control person left
Ganjam Vijay Rao (Chief Investment Officer) no longer on Schedule A of Vanguard Personalized Indexing Management (listed 2021-04-20, absent 2021-10-20)
Form ADVobserved 4 days ago
Occurred
Oct 20, 2021
Control person left
Keith Alan Cummings (Cto) no longer on Schedule A of Vanguard Personalized Indexing Management (listed 2021-04-20, absent 2021-10-20)
Form ADVobserved 4 days ago
Occurred
Oct 20, 2021
Control person left
David Steven Lockshin (Member) no longer on Schedule A of Vanguard Personalized Indexing Management (listed 2021-04-20, absent 2021-10-20)
Form ADVobserved 4 days ago
Occurred
Mar 8, 2021
Regulatory AUM changed
Vanguard Personalized Indexing Management reported RAUM $739.5M, up 95% from $378.3M (2020-06-16 to 2021-03-08)
Form ADVobserved 4 days ago
$361M
Occurred
Mar 9, 2020
Regulatory AUM changed
Vanguard Personalized Indexing Management reported RAUM $378.3M, up 80% from $209.9M (2019-11-08 to 2020-03-09)
Form ADVobserved 4 days ago
$168M
Occurred
Mar 9, 2020
Control person joined
David Steven Lockshin (Member) appeared on Schedule A of Vanguard Personalized Indexing Management
Form ADVobserved 4 days ago
Occurred
Nov 26, 2018
First Form ADV filing
Justinvest, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0bcb94e6-fa59-3b18-d10e-c550aaeee0dd
First observed: Nov 26, 2018
Last observed: Jul 22, 2026 59 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

VANGUARD PERSONALIZED INDEXING MANAGEMENT

CRD 285366

OAKLAND, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0bcb94e6-fa59-3b18-d10e-c550aaeee0dd

Data as of Jul 22, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:06 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

SHERWOOD YUEN

n/a

OAKLAND, CA

n/a

MICHAEL JOSEPH MORRISSEY

Certified Financial Planner

OAKLAND, CA | MALVERN, PA

n/a

yes

BENJAMIN RONALD HAMMER

Chartered Financial Analyst

OAKLAND, CA | Oregon, IL

n/a

yes

VERNITA MORRISSA EXUM

Chartered Financial Analyst

OAKLAND, CA

n/a

PATRICK JOSEPH MCDERMOTT

Certified Financial Planner|Chartered Financial Analyst

OAKLAND, CA

JOHN GRAHAM HARRIS

n/a

MALVERN, PA | OAKLAND, CA

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BENCHENER, MATTHEW, JOHN

CHAIRMAN & MANAGER

yes

04/2022

Mar 31, 2023

Dec 19, 2024

BISORDI, JOHN, EDMUND

Manager

yes

01/2022

Mar 31, 2022

Dec 19, 2024

BRANCATO, MATTHEW, CLARK

Manager

yes

04/2022

Mar 31, 2023

Dec 19, 2024

JUST INVEST SYSTEMS, INC.

Stockholder

yes

10/2021

Oct 20, 2021

Dec 19, 2024

RAISONNABLE INC.

Stockholder

yes

10/2021

Oct 20, 2021

Dec 19, 2024

RISI, KARIN, ANN

Manager

yes

04/2022

Mar 31, 2023

Dec 19, 2024

ROLLINGS, MICHAEL, THOMAS

Manager

yes

04/2022

Mar 31, 2023

Dec 19, 2024

STEWART, MARC, CHRISTOPHER

CHIEF COMPLIANCE OFFICER

yes

08/2023

Aug 24, 2023

Dec 19, 2024

VANGUARD GROUP INC

Stockholder

yes

07/2001

Oct 20, 2021

Dec 19, 2024

VANGUARD INDEX FUNDS

Stockholder

yes

08/1976

Oct 20, 2021

Dec 19, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

THE VANGUARD GROUP, INC.

n/a

Asset manager

$11093B

n/a

VANGUARD ADVISERS, INC.

n/a

Bd affiliated wealth

$345B

yes

n/a

VANGUARD GLOBAL ADVISERS, LLC

n/a

Asset manager

$250B

yes

n/a

VANGUARD FIDUCIARY TRUST COMPANY

n/a

yes

n/a

VANGUARD MARKETING CORPORATION

n/a

yes

n/a

VANGUARD NATIONAL TRUST COMPANY, N.A.

n/a

yes

n/a

VGI INSURANCE, INC.

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

n/a

Scottsdale

United States

yes

Malvern

United States

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 30, 2026

$11B

n/a

2024

Apr 30, 2025

$7.3B

n/a

2023

Mar 28, 2024

$4.3B

n/a

2022

Mar 31, 2023

$2.7B

n/a

2021

Mar 31, 2022

$2.0B

n/a

2020

Mar 8, 2021

$739M

n/a

2019

Mar 9, 2020

$378M

$372M

n/a

2018

Mar 30, 2019

$210M

$207M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$11B

$7.3B

56.4%

$2.7B

60.7%