DFX Intelligence

C•••••• W•••••• H•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner10 years in industry

C•••••• W•••••• H•••••••

Advisor at E•••• W••••• M••••••••• L••

SAN DIEGO, CA

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Search this name across graphsid dfx:ria:0bd213a7-831b-b5a2-9d29-31f53c8ea340

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Apr 25, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••• W••••• M••••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Apr 24, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•••• W••••• M••••••••• L••	State registered	Jan 1, 2026	n/a	yes	SAN DIEGO, CA	Current employment
A••••• A•••••••	Independent wealth	Jan 11, 2019	Mar 7, 2022	no	SAN DIEGO, CA\|LOGAN, UT\|San Diego, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••• A•••••••	E•••• W••••• M••••••••• L••	Mar 7, 2022	Jan 1, 2026	1,396	Firm change after gap	RIA to state RIA
M••••• S••••••	A••••• A•••••••	Aug 3, 2016	Mar 24, 2017

Relationships

Registered with (3)

→ E•••• W••••• M••••••••• L••Registered adviserregistration: current employment
Jan 1, 2026 to presentfactForm ADV
→ A••••• A•••••••Registered adviserregistration: previous registration
Jan 11, 2019 to Mar 7, 2022factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Apr 25, 2016 to Aug 3, 2016factForm ADV

Dated events

Occurred
Mar 7, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0bd213a7-831b-b5a2-9d29-31f53c8ea340
First observed: Apr 25, 2016
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.