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CRD 138447
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| D••••• C•••••• M••••••••• I• L•• | Hedge Fund | $25.8M | Mar 30, 2016 | 55 | Mar 30, 2012 | reported | 021-65964 |
| D••••• C•••••• M••••••••• L•• | Hedge Fund | $11.7M | Mar 30, 2016 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| M••••• E••••• | CHIEF INVESTMENT OFFICER | C | yes | 01/2010 | Mar 30, 2012 | Mar 30, 2016 |
| M••••• R•••••••• S•••• | CHIEF EXECUTIVE OFFICER | D | yes | 01/2010 | Mar 30, 2012 | Mar 30, 2016 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| D••••• C•••••• A•••••••• L•• | n/a | n/a | n/a | N | yes | n/a |
| D••••• C•••••• I••••••••• A•••••••• L•• | n/a | n/a | n/a | N | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2015 | Mar 30, 2016 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2015 | $53.1M | $58.2M | -8.8% | $106M | -20.6% | 5 | 5 | n/a | n/a |
| 30 |
| Mar 30, 2012 |
| reported |
| 021-60744 |
| D••••• C•••••• I••••••••• L•••••• | Hedge Fund | $10.8M | Mar 30, 2016 | 25 | Mar 30, 2012 | reported | 021-60573 |
| D••••• H•••••••• L•• | Hedge Fund | $6.6M | Mar 30, 2012 | 2 | Mar 30, 2012 | dropped | 021-139090 |
| D••••• C•••••• T•• Q• L•••••• | Hedge Fund | $4.8M | Mar 30, 2016 | 17 | Mar 30, 2012 | reported | 021-129639 |
| D••••• A••••• F•••• L•• | Hedge Fund | $2.5M | Mar 30, 2016 | 1 | Mar 28, 2013 | reported | n/a |
| D••••• A••••• I••••••••• L•••••• | Hedge Fund | $0 | Mar 30, 2016 | 0 | Mar 28, 2013 | reported | n/a |
| CHIEF COMPLIANCE OFFICER |
| Na |
| yes |
| 02/2014 |
| Feb 27, 2014 |
| Mar 30, 2016 |
| W••••••• L•••••••• E• | DIRECTOR OF RESEARCH AND GENERAL COUNSEL | Na | yes | 07/2009 | Mar 30, 2012 | Mar 30, 2016 |
| $53.1M |
| $53.1M |
| 5 |
| 3 |
| n/a |
| 6 |
| $55.6M |
| 2014 | Mar 31, 2015 | $58.2M | $58.2M | 5 | 3 | n/a | 6 | $60.8M |
| 2013 | Mar 31, 2014 | $74.7M | $74.7M | 7 | 5 | n/a | 6 | $76.7M |
| 2012 | Mar 28, 2013 | $106M | $106M | 10 | 4 | n/a | 6 | $107M |
| 2011 | Mar 30, 2012 | $179M | $179M | n/a | n/a | n/a | 5 | $183M |