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Advisor at JANNEY MONTGOMERY SCOTT LLC
Roanoke, VA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| JANNEY MONTGOMERY SCOTT LLC | Bd affiliated wealth | Sep 28, 2023 | n/a | yes | Roanoke, VA | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Jun 21, 2002 | Oct 5, 2023 | no | ROANOKE, VA|ROANOKE, VA | Previous registration |
| WACHOVIA SECURITIES, INC. | n/a | Aug 16, 2000 | Jun 21, 2002 | no | ROANOKE, VA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | JANNEY MONTGOMERY SCOTT LLC | Oct 5, 2023 | Sep 28, 2023 | -7 | Firm change | Wirehouse to ibd |
| WACHOVIA SECURITIES, INC. | WELLS FARGO ADVISORS | Jun 21, 2002 | Jun 21, 2002 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 19616:463:VA:2023-10-05 | Oct 5, 2023 | Sep 28, 2023 | ROANOKE, VA | Firm change |