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RIA / WealthRegistered adviserinstitutional managerSEC registeredRAUM 1b 10b

RETIREMENT RESOURCES INVESTMENT CORPORATION

CRD 47723

ANDOVER, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0bfc6c5c-c369-b6ee-486b-87f453bae180

Data as of Apr 28, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:47 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 1
Observed: Mar 27, 2012 to Apr 28, 2026
34 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

Retirement Resources Investment Corporation

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: institutional managerderivedprivate_client_share=0.07 fund_share=0.0 institutional_share=0.93 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $2.4BItem 5.F on the latest filing (2026-04-28); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $146M
Private client RAUM: $160MderivedItem 5.D individuals plus high net worth individuals
Private client share: 7%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $1.2Bderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 7
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 299
Individual clients: 73
High net worth clients: 48
SEC number: 801-64658
CRD: 47723
Filings on the tape: 34
First filed: Mar 27, 2012
Latest filed: Apr 28, 2026
Organised: Corporation, MA
Website: retirewithmore.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JAMES FRANKLIN PHILLIPS	n/a	ANDOVER, MA	20	37	n/a	no
PATRICK P MCGINN	Chartered Financial Analyst	ANDOVER, MA	19	31	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
MCGINN, PATRICK, P	PRESIDENT AND CHIEF COMPLIANCE OFFICER	E	yes	03/2022	Mar 16, 2022	Aug 7, 2024
PHILLIPS, JAMES, FRANKLIN	VICE PRESIDENT	Na	yes	03/2022	Mar 27, 2012	Aug 7, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 14 of 17

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 28, 2026	$2.4B	$146M	7	2	0	n/a	n/a
2024	Apr 17, 2025	$2.0B	$127M	7	2	0	n/a	n/a
2023	Mar 14, 2024	$1.7B	$110M	7	2	0	n/a	n/a
2022	Mar 15, 2023	$1.4B	$70.1M	7	2	0	n/a	n/a
2021	Mar 16, 2022	$1.5B	$78.4M	5	2	0	n/a	n/a
2020	Mar 24, 2021	$1.3B	$84.1M	5	2	0	n/a	n/a
2019	Mar 27, 2020	$1.1B	$77.6M	5	2	0	n/a	n/a
2018	Mar 17, 2019	$845M	$61.2M	5	2	0	n/a	n/a
2017	Mar 16, 2018	$862M	$63.1M	5	2	0	n/a	n/a
2016	Mar 25, 2017	$723M	$52.5M	5	2	n/a	n/a	n/a
2015	Feb 27, 2016	$646M	$37.6M	5	2	n/a	n/a	n/a
2014	Mar 31, 2015	$627M	$46.9M	5	2	n/a	n/a	n/a
2013	Sep 16, 2013	$420M	$0	5	2	n/a	n/a	n/a
2012	Aug 31, 2012	$338M	$0	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$2.4B	$2.0B	22.7%	$1.4B	21.7%	7	7	0	0

Relationships

Registered with (2)

← PATRICK P MCGINNAdvisorregistration: current employment
Jul 27, 2007 to presentfactForm ADV
← JAMES FRANKLIN PHILLIPSAdvisorregistration: current employment
Oct 18, 2005 to presentfactForm ADV

Controls (2)

← MCGINN, PATRICK, POwnerPRESIDENT AND CHIEF COMPLIANCE OFFICER, ownership code E, individual
Mar 16, 2022 to Aug 7, 2024factForm ADV
← PHILLIPS, JAMES, FRANKLINOwnerVICE PRESIDENT, ownership code NA, individual
Mar 27, 2012 to Aug 7, 2024factForm ADV

Dated events

Occurred
Mar 16, 2022
Control person joined
P Patrick Mcginn (President And Chief Compliance Officer) appeared on Schedule A of Retirement Resources Investment Corporation
Form ADVobserved 5 days ago
Occurred
Mar 27, 2020
Regulatory AUM changed
Retirement Resources Investment Corporation reported RAUM $1.1B, up 29% from $845.1M (2019-03-28 to 2020-03-27)
Form ADVobserved 5 days ago
$245M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0bfc6c5c-c369-b6ee-486b-87f453bae180
First observed: Mar 27, 2012
Last observed: Apr 28, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

RETIREMENT RESOURCES INVESTMENT CORPORATION

CRD 47723

ANDOVER, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0bfc6c5c-c369-b6ee-486b-87f453bae180

Data as of Apr 28, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:47 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JAMES FRANKLIN PHILLIPS

n/a

ANDOVER, MA

n/a

PATRICK P MCGINN

Chartered Financial Analyst

ANDOVER, MA

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

MCGINN, PATRICK, P

PRESIDENT AND CHIEF COMPLIANCE OFFICER

yes

03/2022

Mar 16, 2022

Aug 7, 2024

PHILLIPS, JAMES, FRANKLIN

VICE PRESIDENT

yes

03/2022

Mar 27, 2012

Aug 7, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 28, 2026

$2.4B

$146M

n/a

2024

Apr 17, 2025

$2.0B

$127M

n/a

2023

Mar 14, 2024

$1.7B

$110M

n/a

2022

Mar 15, 2023

$1.4B

$70.1M

n/a

2021

Mar 16, 2022

$1.5B

$78.4M

n/a

2020

Mar 24, 2021

$1.3B

$84.1M

n/a

2019

Mar 27, 2020

$1.1B

$77.6M

n/a

2018

Mar 17, 2019

$845M

$61.2M

n/a

2017

Mar 16, 2018

$862M

$63.1M

n/a

2016

Mar 25, 2017

$723M

$52.5M

n/a

2015

Feb 27, 2016

$646M

$37.6M

n/a

2014

Mar 31, 2015

$627M

$46.9M

n/a

2013

Sep 16, 2013

$420M

n/a

2012

Aug 31, 2012

$338M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$2.4B

$2.0B

22.7%

$1.4B

21.7%