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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

GEORGE PARKER SWIFT

Advisor at RAYMOND JAMES & ASSOCIATES, INC.

COLUMBUS, GA

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Search this name across graphsid dfx:ria:0bfce5af-3363-a32b-74c3-c9d0f72705ee

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:14 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Apr 23, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RAYMOND JAMES & ASSOCIATES, INC.
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 7, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Oct 7, 1999
First registration: Apr 23, 2003
Dual registered: yes, broker-dealer
Other names: PARKER SWIFT|GEORGE PARKER VI SWIFT
IAPD individual key: 3272223

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RAYMOND JAMES & ASSOCIATES, INC.	National bd RIA	Jun 30, 2015	n/a	yes	COLUMBUS, GA	Current employment
PARTNERS CAPITAL SERVICES, INC.	Independent wealth	Feb 12, 2013	Jul 9, 2015	no	HAUPPAUGE, NY\|COLUMBUS, GA	Previous registration
L.M. KOHN & COMPANY	Former SEC adviser	Jan 17, 2012	Feb 1, 2013	no	ATLANTA, GA\|COLUMBUS, GA	Previous registration
MIDSOUTH CAPITAL, INC.	n/a	Jun 24, 2009	Jan 17, 2012	no	ATLANTA, GA\|COLUMBUS, GA	Previous registration
FIRST LEGACY SECURITIES, LLC	n/a	Dec 19, 2007	Jun 11, 2009	no	COLUMBUS, GA\|HELENA, AL\|HELENA, AL	Previous registration
JONES, BYRD, & ATTKISSON, INC.	n/a	Jul 15, 2004	Feb 22, 2008	no	COLUMBUS, GA\|COLUMBUS, GA	Previous registration
SUNTRUST INVESTMENT SERVICES, INC.	Former SEC adviser	Apr 2, 2004	Jul 20, 2004	no	COLUMBUS, GA	Previous registration
PRUDENTIAL EQUITY GROUP, LLC	n/a	Apr 23, 2003	May 29, 2003	no	COLUMBUS, GA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PARTNERS CAPITAL SERVICES, INC.	RAYMOND JAMES & ASSOCIATES, INC.	Jul 9, 2015	Jun 30, 2015	-9	Firm change	Other
L.M. KOHN & COMPANY	PARTNERS CAPITAL SERVICES, INC.	Feb 1, 2013	Feb 12, 2013	11	Firm change	Other
MIDSOUTH CAPITAL, INC.	L.M. KOHN & COMPANY	Jan 17, 2012	Jan 17, 2012	0	Firm change	Other
FIRST LEGACY SECURITIES, LLC	MIDSOUTH CAPITAL, INC.	Jun 11, 2009	Jun 24, 2009	13	Firm change	Other
JONES, BYRD, & ATTKISSON, INC.	FIRST LEGACY SECURITIES, LLC	Feb 22, 2008	Dec 19, 2007	-65	Firm change after gap	Other
SUNTRUST INVESTMENT SERVICES, INC.	JONES, BYRD, & ATTKISSON, INC.	Jul 20, 2004	Jul 15, 2004	-5	Firm change	Other
PRUDENTIAL EQUITY GROUP, LLC	SUNTRUST INVESTMENT SERVICES, INC.	May 29, 2003	Apr 2, 2004	309	Firm change	Other

Relationships

Registered with (8)

→ RAYMOND JAMES & ASSOCIATES, INC.Registered adviserregistration: current employment
Jun 30, 2015 to presentfactForm ADV
→ PARTNERS CAPITAL SERVICES, INC.Registered adviserregistration: previous registration
Feb 12, 2013 to Jul 9, 2015factForm ADV
→ L.M. KOHN & COMPANYRegistered adviserregistration: previous registration
Jan 17, 2012 to Feb 1, 2013factForm ADV
→ MIDSOUTH CAPITAL, INC.Registered adviserregistration: previous registration
Jun 24, 2009 to Jan 17, 2012factForm ADV
→ FIRST LEGACY SECURITIES, LLCRegistered adviserregistration: previous registration
Dec 19, 2007 to Jun 11, 2009factForm ADV
→ JONES, BYRD, & ATTKISSON, INC.Registered adviserregistration: previous registration
Jul 15, 2004 to Feb 22, 2008factForm ADV
→ SUNTRUST INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Apr 2, 2004 to Jul 20, 2004factForm ADV
→ PRUDENTIAL EQUITY GROUP, LLCRegistered adviserregistration: previous registration
Apr 23, 2003 to May 29, 2003factForm ADV

Dated events

No dated event names this entity yet.