DFX Intelligence
Reading the graph
Reading the graph
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Advisor at L•• F•••••••• L••
EUGENE, OR
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | Bd affiliated wealth | Nov 7, 2023 | n/a | yes | EUGENE, OR | Current employment |
| S••••••••• A•••••• A•••••••• I••• | Former SEC adviser | Nov 6, 2020 | Nov 6, 2023 | no | Eugene, OR|EUGENE, OR | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| S••••••••• A•••••• A•••••••• I••• | L•• F•••••••• L•• | Nov 6, 2023 | Nov 7, 2023 | 1 | Firm change | Ibd to ibd |
| K•• F•••••••• S•••••••• I•• | S••••••••• A•••••• A•••••••• I••• | Nov 6, 2020 | Nov 6, 2020 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 110518:6413:OR:2023-10-26 | Nov 6, 2023 | Nov 7, 2023 | EUGENE, OR | Firm change |
| K•• F•••••••• S•••••••• I•• | Former SEC adviser | Oct 13, 2017 | Nov 6, 2020 | no | SEATTLE, WA|Eugene, OR|SEATTLE, WA | Previous registration |
| F••••• P••••••• S••••••• I••• | n/a | Apr 5, 2012 | Dec 31, 2013 | no | EUGENE, OR | Previous registration |
| N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• | Former SEC adviser | Jan 17, 2012 | Oct 17, 2017 | no | EUGENE, OR | Previous registration |
| A•••••• L•• | Former SEC adviser | Mar 18, 2010 | Jul 12, 2011 | no | EUGENE, OR | Previous registration |
| K•• F•••••••• S•••••••• I•• | Former SEC adviser | Mar 16, 2010 | Dec 31, 2011 | no | EUGENE, OR|EUGENE, OR | Previous registration |
| 0 |
| Bulk transfer |
| Ibd to ibd |
| N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• | F••••• P••••••• S••••••• I••• | Oct 17, 2017 | Apr 5, 2012 | -2,021 | Firm change after gap | Other |
| F••••• P••••••• S••••••• I••• | K•• F•••••••• S•••••••• I•• | Dec 31, 2013 | Oct 13, 2017 | 1,382 | Firm change after gap | Other |
| K•• F•••••••• S•••••••• I•• | A•••••• L•• | Dec 31, 2011 | Mar 18, 2010 | -653 | Firm change after gap | Other |
| A•••••• L•• | N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• | Jul 12, 2011 | Jan 17, 2012 | 189 | Firm change | Other |