DFX Intelligence

N••••••• C• S•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner13 years in industry

N••••••• C• S•••••••

Advisor at C••••• P••• F••••••••

DURHAM, NC

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Search this name across graphsid dfx:ria:0c0f3ec0-5d29-755f-7bb8-ac1dcb190f68

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Mar 28, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• P••• F••••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Dec 1, 2012earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• P••• F••••••••	State registered	Jun 23, 2025	n/a	yes	DURHAM, NC	Current employment
E••••• J••••	National bd RIA	Mar 28, 2013	Jun 23, 2025	no	ST LOUIS, MO\|HILLSBOROUGH, NC\|DURHAM, NC\|DURHAM, NC	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E••••• J••••	C••••• P••• F••••••••	Jun 23, 2025	Jun 23, 2025	0	Firm change	Ibd to state RIA

Relationships

Registered with (2)

→ C••••• P••• F••••••••Registered adviserregistration: current employment
Jun 23, 2025 to presentfactForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Mar 28, 2013 to Jun 23, 2025factForm ADV

Dated events

Occurred
Jun 23, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0c0f3ec0-5d29-755f-7bb8-ac1dcb190f68
First observed: Mar 28, 2013
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.