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Advisor at MML INVESTORS SERVICES, LLC
Tarrytown, NY | Stony Point, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Jun 14, 2021 | n/a | yes | Tarrytown, NY|Stony Point, NY | Current employment |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | No RAUM reported | Aug 11, 2005 | Sep 5, 2012 | no | MONTVALE, NJ|Park Ridge, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | MML INVESTORS SERVICES, LLC | Sep 5, 2012 | Jun 14, 2021 | 3,204 | Firm change after gap | Other |