This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

N.E.W. ADVISORY SERVICES, LLC

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Sep 30, 1996earliest registration or exam on IAPD

Years in industry

29derivedfrom the industry start date

Years at current firm

4derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

1

Exams

S65|S63

First exam

Sep 30, 1996

First registration

Jul 27, 2017

Dual registered

yes, broker-dealer

Other names

JAMES J ALBERTS

IAPD individual key

2768576

• Occurred

  Jun 27, 2022
  Advisor changed firm

  James Jule Alberts left Woodbury Financial Services, Inc. for N.E.W. Advisory Services, Llc (registered 2022-06-28)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:0c1aa593-0d9e-6d1f-27e2-a6200a190e3b

First observed

Jul 27, 2017

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.