This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

state registeredderivedon the IAPD state feed, not SEC-registered

Regulatory AUM

$560MItem 5.F on the latest filing (2026-03-19); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$560M

Private client RAUM

$0derivedItem 5.D individuals plus high net worth individuals

Private client share

0%derivedprivate client RAUM over total RAUM

Employees

43

Advisory employees

2

Offices

0Schedule D 1.F, beyond the principal office

Accounts

172

Custody, client assets

$340M

CRD

169212

Filings on the tape

1

First filed

Mar 19, 2026

Latest filed

Mar 19, 2026

Organised

Other (specify), CT

Graph

RIA / Wealth Management

Canonical id

dfx:ria:0c1c0e51-9562-232c-bb18-eb5a83301d1f

First observed

Mar 19, 2026

Last observed

Mar 19, 2026 6 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.