DFX Intelligence

E••• C• F••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultant30 years in industry

E••• C• F••••••

Advisor at F••••••

SAN FRANCISCO, CA | Greenwood Village, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0c1c4c75-f348-b6b1-fd56-5e17fcc8b21a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Sep 26, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 3, 1995earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F••••••	Independent wealth	Apr 1, 2026	n/a	yes	SAN FRANCISCO, CA\|Greenwood Village, CO	Current employment
H•• A•••••••	Former SEC adviser	Feb 22, 2013	Aug 31, 2026	no	GREENWOOD VILLAGE, CO	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H•• A•••••••	F••••••	Aug 31, 2026	Apr 1, 2026	-152	Firm change after gap	RIA to RIA
L•• F•••••••• L••	H•• A•••••••	Jan 17, 2013	Feb 22, 2013

Team moves

••• Locked

Team	Left	Joined	From	Kind
113511:302050:CO:2026-08-31	Aug 31, 2026	Apr 1, 2026	GREENWOOD VILLAGE, CO	Firm change after gap

Relationships

Registered with (4)

→ F••••••Registered adviserregistration: current employment
Apr 1, 2026 to presentfactForm ADV
→ H•• A•••••••Registered adviserregistration: previous registration
Feb 22, 2013 to Aug 31, 2026factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Dec 3, 2007 to Jan 17, 2013factForm ADV
→ W••••• S••••• A••••••• I••Registered adviser

Dated events

Occurred
Aug 31, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0c1c4c75-f348-b6b1-fd56-5e17fcc8b21a
First observed: Sep 26, 2001
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.