DFX Intelligence

T••••••• K••• G••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor42 years in industry

T••••••• K••• G••••

Advisor at M••••• S•••••• A••••••• L••

HOUSTON, TX

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Search this name across graphsid dfx:ria:0c1f4a6e-5f56-836a-14e6-9bb70e5f590c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 30, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• S•••••• A••••••• L••
Current firm class: former SEC adviserderived
Book size: not public••• Locked
Industry start: Apr 5, 1984earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• S•••••• A••••••• L••	Former SEC adviser	Jan 6, 2015	n/a	yes	HOUSTON, TX	Current employment
M••••• S•••••• A••••••• L••	Former SEC adviser	Jan 19, 2012	Dec 31, 2014	no	HOUSTON, TX\|KARNES CITY, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B• R•••• W••••• M•••••••••	M••••• S•••••• A••••••• L••	Jan 11, 2006	Nov 25, 2005	-47	Firm change after gap	Other

Relationships

Registered with (2)

→ M••••• S•••••• A••••••• L••Registered adviserregistration: previous registration
Jan 19, 2012 to Dec 31, 2014factForm ADV
→ B• R•••• W••••• M•••••••••Registered adviserregistration: previous registration
Oct 30, 2003 to Jan 11, 2006factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0c1f4a6e-5f56-836a-14e6-9bb70e5f590c
First observed: Oct 30, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.