DFX Intelligence

H••• L• G•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)12 years in industry

H••• L• G•••••

Advisor at S•••• M•••• • C••

JEFFERSON CITY, MO

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Search this name across graphsid dfx:ria:0c25cd16-fdca-8cab-775f-f74d8b22206e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Sep 15, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••• M•••• • C••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••• M•••• • C••	Bd affiliated wealth	Jun 13, 2022	n/a	yes	JEFFERSON CITY, MO	Current employment
E••••• J••••	National bd RIA	Sep 15, 2014	Jul 6, 2022	no	ST LOUIS, MO\|JEFFERSON CITY, MO\|JEFFERSON CITY, MO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E••••• J••••	S•••• M•••• • C••	Jul 6, 2022	Jun 13, 2022	-23	Firm change	Ibd to RIA

Relationships

Registered with (2)

→ S•••• M•••• • C••Registered adviserregistration: current employment
Jun 13, 2022 to presentfactForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Sep 15, 2014 to Jul 6, 2022factForm ADV

Dated events

Occurred
Jul 6, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0c25cd16-fdca-8cab-775f-f74d8b22206e
First observed: Sep 15, 2014
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.