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Advisor at MML INVESTORS SERVICES, LLC
DARTMOUTH, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Jun 21, 2022 | n/a | yes | DARTMOUTH, MA | Current employment |
| DARWIN WEALTH MANAGEMENT | Independent wealth | Aug 12, 2019 | Apr 1, 2022 | no | TAMPA, FL | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | May 9, 2018 | Jun 19, 2019 | no | TAMPA, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| DARWIN WEALTH MANAGEMENT | MML INVESTORS SERVICES, LLC | Apr 1, 2022 | Jun 21, 2022 | 81 | Firm change | RIA to ibd |
| UBS FINANCIAL SERVICES INC. | DARWIN WEALTH MANAGEMENT | Jun 19, 2019 | Aug 12, 2019 | 54 | Firm change | Wirehouse to RIA |