DFX Intelligence

D•••• M•••• W••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)42 years in industry

D•••• M•••• W••••••••

Advisor at D••• D•••• C••••••••• L••

ALLENTOWN, PA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jun 29, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D••• D•••• C••••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jul 1, 1984earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M• H••••••• S••••••••• I•••	Bd affiliated wealth	Jan 9, 2015	n/a	yes	ALLENTOWN, PA	Current employment
D••• D•••• C••••••••• L••	State registered	Apr 23, 2014	n/a	yes	ALLENTOWN, PA	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• F•••••••• C••••••••• L••	D••• D•••• C••••••••• L••	Jul 14, 2016	Apr 23, 2014	-813	Firm change after gap	Other

Team moves

••• Locked

Team	Left	Joined	From	Kind
105405:170137:PA:2016-07-14	Jul 14, 2016	Apr 23, 2014	ALLENTOWN, PA	Firm change after gap

Relationships

Registered with (3)

→ M• H••••••• S••••••••• I•••Registered adviserregistration: current employment
Jan 9, 2015 to presentfactForm ADV
→ D••• D•••• C••••••••• L••Registered adviserregistration: current employment
Apr 23, 2014 to presentfactForm ADV
→ C••••••••• F•••••••• C••••••••• L••Registered adviserregistration: previous registration
Jan 26, 2011 to Jul 14, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jun 29, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.