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Advisor at CETERA INVESTMENT ADVISERS LLC
Baytown, TX | Dallas, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Jul 21, 2025 | n/a | yes | Baytown, TX|Dallas, TX|Dallas, TX | Current employment |
| AVANTAX ADVISORY SERVICES | Former SEC adviser | Jul 20, 2000 | Sep 8, 2025 | no | BAYTOWN, TX|DALLAS, TX|DALLAS, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AVANTAX ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | Sep 8, 2025 | Jul 21, 2025 | -49 | Bulk transfer | Ibd to ibd |