DFX Intelligence
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Reading the graph
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Advisor at J••• M••••• S••••••••• L••
Baltimore, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J••• M••••• S••••••••• L•• | Wirehouse | Jun 2, 2023 | n/a | yes | Baltimore, MD | Current employment |
| B••••••••• F•••••••• A••••••• | Independent wealth | Sep 27, 2021 | Sep 16, 2022 | no | COLUMBIA, MD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| B••••••••• F•••••••• A••••••• | J••• M••••• S••••••••• L•• | Sep 16, 2022 | Jun 2, 2023 | 259 | Firm change | RIA to wirehouse |
| M••••• S•••••• | B••••••••• F•••••••• A••••••• | Aug 24, 2021 | Sep 27, 2021 |
| M••••• S•••••• | Wirehouse | Sep 9, 2013 | Aug 24, 2021 | no | BALTIMORE, MD|Lutherville, MD | Previous registration |
| M•• S••••••••• I••• | n/a | May 22, 2009 | Aug 27, 2013 | no | BALTIMORE, MD|COCKEYSVILLE, MD|COCKEYSVILLE, MD|BALTIMORE, MD|BALTIMORE, MD|LUTHERVILLE, MD|TOWSON, MD|TOWSON, MD|TIMONIUM, MD|TIMONIUM, MD|BALTIMORE, MD|BALTIMORE, MD|EDGEWOOD, MD|BALTIMORE, MD|BALTIMORE, MD|BALTIMORE, MD|BALTIMORE, MD|BALTIMORE, MD|BALTIMORE, MD|BALTIMORE, MD|BALTIMORE, MD|BALTIMORE, MD|BALTIMORE, MD | Previous registration |
| U•••• F•••••••• S••••••• G••••• I••• | n/a | Nov 12, 2008 | May 28, 2009 | no | BALTIMORE, MD|COCKEYSVILLE, MD|BALTIMORE, MD | Previous registration |
| 34 |
| Firm change |
| Wirehouse to RIA |
| M•• S••••••••• I••• | M••••• S•••••• | Aug 27, 2013 | Sep 9, 2013 | 13 | Firm change | Other |
| U•••• F•••••••• S••••••• G••••• I••• | M•• S••••••••• I••• | May 28, 2009 | May 22, 2009 | -6 | Firm change | Other |