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J. TEAM FINANCIAL, INC., CRD 134104
ABILENE, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| JOSEPH SHANE TEAM | Certified Financial Planner | ABILENE, TX | 18 | 22 | 2 | no |
| BLAKE E MARION | n/a | ABILENE, TX | 12 | 12 | n/a | no |
| James Leavell | Certified Financial Planner | ABILENE, TX | 5 | 11 | n/a | no |
| CHAD BRANDON HOES | n/a | ABILENE, TX | 3 | 22 | 2 | no |
| Isaac Carroll Towne | Certified Financial Planner | ABILENE, TX | Granbury, TX | 1 | 12 | n/a | no |
| Kirby Sean Hartley | n/a | ABILENE, TX | 1 | 10 | n/a | no |
| JOBY BRAE RAYMOND | Certified Financial Planner | ABILENE, TX | 1 | 13 | 4 | no |
| William Bryan Vine | n/a | ABILENE, TX | 0 | 12 | n/a | no |
| Conner Ryan Ruffin | n/a | ABILENE, TX | 0 | 10 | n/a | no |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| TFS PRIVATE OPPORTUNITIES FUND, LP | Other Private Fund | $3.7M | Mar 29, 2024 | 0 | Mar 29, 2024 | reported | n/a |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| HAYNES, DARRELL, SCOTT | SECRETARY/SHAREHOLDER | B | yes | 05/2017 | Mar 31, 2015 | Mar 29, 2024 |
| TEAM, JOSEPH, SHANE | PRESIDENT/CEO | E | yes | 08/2007 | Sep 17, 2013 | Mar 29, 2024 |
| GIGGEY, MATTHEW, MICHAEL | CHIEF COMPLIANCE OFFICER | Na | no | 08/2023 | Sep 16, 2023 | Mar 29, 2024 |
| MARION, BLAKE, E | SHAREHOLDER; CHIEF FINANCIAL OFFICER | Na | no | 01/2018 | Mar 27, 2018 | Mar 29, 2024 |
| SHEETS, HARRY, KYLE | Shareholder | Na | no | 04/2017 | May 26, 2017 | Mar 29, 2024 |
| SHEETS, LANDON, TED | Shareholder | Na | no | 04/2017 | May 26, 2017 | Mar 29, 2024 |
| SHEETS, ZACHARY, KYLE | Shareholder | Na | no | 04/2017 | May 26, 2017 | Mar 29, 2024 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Granbury | TX | United States | 2 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 30, 2026 | $262M | $244M | 11 | 8 | 2 | 1 | n/a |
| 2024 | Mar 25, 2025 | $257M | $235M | 9 | 7 | 1 | 1 | n/a |
| 2023 | Mar 29, 2024 | $203M | $190M | 9 | 7 | 1 | 1 | $3.7M |
| 2022 | Mar 20, 2023 | $181M | $170M | 11 | 8 | 1 | n/a | n/a |
| 2021 | Mar 1, 2022 | $186M | $177M | 7 | 5 | 1 | n/a | n/a |
| 2020 | Mar 29, 2021 | $135M | $128M | 8 | 6 | 1 | n/a | n/a |
| 2019 | Mar 25, 2020 | $130M | $126M | 9 | 6 | 2 | n/a | n/a |
| 2018 | Mar 26, 2019 | $116M | $114M | 9 | 5 | 2 | n/a | n/a |
| 2017 | Mar 27, 2018 | $83.9M | $82.3M | 7 | 5 | 2 | n/a | n/a |
| 2016 | Mar 30, 2017 | $73.2M | $71.9M | 8 | 5 | n/a | n/a | n/a |
| 2015 | Mar 23, 2016 | $70.1M | $69.2M | 8 | 5 | n/a | n/a | n/a |
| 2014 | Mar 31, 2015 | $67.6M | $67.0M | 7 | 5 | n/a | n/a | n/a |
| 2013 | Mar 12, 2014 | $51.0M | $50.5M | 7 | 5 | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 1 | -1 | 11.1% | 0 | 0 | 0 | 1 | 1 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $262M | $257M | 1.8% | $181M | 13.2% | 11 | 9 | 2 | 1 |