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Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
DALLAS, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Dec 1, 2017 | n/a | yes | DALLAS, TX | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Jul 21, 2006 | Dec 12, 2017 | no | DALLAS, TX|DALLAS, TX | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Jun 16, 1995 | Jul 13, 2006 | no | DALLAS, TX|DALLAS, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Dec 12, 2017 | Dec 1, 2017 | -11 | Firm change | Other |
| MORGAN STANLEY DW INC. | WELLS FARGO ADVISORS | Jul 13, 2006 | Jul 21, 2006 | 8 | Firm change | Other |