DFX Intelligence

C•••• W•••••• B•••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor15 years in industry

C•••• W•••••• B•••••

Advisor at F••••• C•••••• M••••••••• I•••

CASTLE ROCK, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0c55bcd7-1880-b121-9d5e-d7628f8c1304

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jan 14, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••••• C•••••• M••••••••• I•••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jul 19, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F••••• C•••••• M••••••••• I•••	State registered	Feb 27, 2023	n/a	yes	CASTLE ROCK, CO	Current employment
S••	Bd affiliated wealth	Mar 18, 2019	Feb 28, 2023	no	Highlands Ranch, CO\|ANN ARBOR, MI	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••	F••••• C•••••• M••••••••• I•••	Feb 28, 2023	Feb 27, 2023	-1	Firm change	Ibd to state RIA
P••• A••••• S••••••••• L••	S••	Mar 27, 2019	Mar 18, 2019

Relationships

Registered with (3)

→ F••••• C•••••• M••••••••• I•••Registered adviserregistration: current employment
Feb 27, 2023 to presentfactForm ADV
→ S••Registered adviserregistration: previous registration
Mar 18, 2019 to Feb 28, 2023factForm ADV
→ P••• A••••• S••••••••• L••Registered adviserregistration: previous registration
Jan 14, 2016 to Mar 27, 2019factForm ADV

Dated events

Occurred
Feb 28, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0c55bcd7-1880-b121-9d5e-d7628f8c1304
First observed: Jan 14, 2016
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.