DFX Intelligence

A•••••• L•••• G••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)24 years in industry

A•••••• L•••• G••••••

Advisor at M•• I•••••••• S•••••••• L••

Indianapolis, IN

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Search this name across graphsid dfx:ria:0c652831-ae91-833b-8439-a32836700606

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Feb 14, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•• I•••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•• I•••••••• S•••••••• L••	Bd affiliated wealth	Sep 11, 2026	n/a	yes	Indianapolis, IN	Current employment
E••••• J••••	National bd RIA	Feb 14, 2007	Sep 3, 2026	no	FISHERS, IN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E••••• J••••	M•• I•••••••• S•••••••• L••	Sep 3, 2026	Sep 11, 2026	8	Firm change	Ibd to ibd

Team moves

••• Locked

Team	Left	Joined	From	Kind
250:10409:IN:2026-09-03	Sep 3, 2026	Sep 11, 2026	FISHERS, IN	Firm change

Relationships

Registered with (2)

→ M•• I•••••••• S•••••••• L••Registered adviserregistration: current employment
Sep 11, 2026 to presentfactForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Feb 14, 2007 to Sep 3, 2026factForm ADV

Dated events

Occurred
Sep 3, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0c652831-ae91-833b-8439-a32836700606
First observed: Feb 14, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.