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Advisor at WELLS FARGO ADVISORS
ST. LOUIS, MO | CHARLOTTE, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Oct 8, 2024 | n/a | yes | ST. LOUIS, MO|CHARLOTTE, NC | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Nov 14, 2014 | Jun 6, 2024 | no | RALEIGH, NC|CHARLOTTE, NC|ST. LOUIS, MO|CHARLOTTE, NC | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Sep 22, 2004 | Nov 24, 2014 | no | CHAPEL HILL, NC|CHAPEL HILL, NC|CHAPEL HILL, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | WELLS FARGO ADVISORS | Nov 24, 2014 | Nov 14, 2014 | -10 | Firm change | Wirehouse to wirehouse |