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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

ROBERT S GERSHON

Advisor at VALIC FINANCIAL ADVISORS, INC.

MOUNT LAUREL, NJ

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Search this name across graphsid dfx:ria:0c6ba036-9d1b-db7c-0b2c-37ba896a9533

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:36 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 3
On other graphs: 0
Observed: Aug 17, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: VALIC FINANCIAL ADVISORS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 3
Exams: S65|S63
First exam: Oct 8, 2015
First registration: Aug 17, 2021
Dual registered: yes, broker-dealer
Other names: ROBERT GERSHON|ROBERT S GERSHON|ROBERT STEVEN GERSHON
IAPD individual key: 6529048

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
VALIC FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Jun 15, 2026	n/a	yes	MOUNT LAUREL, NJ	Current employment
WELLS FARGO ADVISORS	Wirehouse	Mar 12, 2024	Oct 8, 2025	no	PHILADELPHIA, PA\|RADNOR, PA\|FOLSOM, PA	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Aug 19, 2022	Feb 8, 2023	no	PISCATAWAY, NJ	Previous registration
ESI FINANCIAL ADVISORS	Independent wealth	Jan 24, 2022	Aug 22, 2022	no	RED BANK, NJ	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Aug 17, 2021	Dec 14, 2021	no	EDISON, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	VALIC FINANCIAL ADVISORS, INC.	Oct 8, 2025	Jun 15, 2026	250	Firm change	Wirehouse to ibd
J.P. MORGAN SECURITIES LLC	WELLS FARGO ADVISORS	Feb 8, 2023	Mar 12, 2024	398	Firm change	Wirehouse to wirehouse
ESI FINANCIAL ADVISORS	J.P. MORGAN SECURITIES LLC	Aug 22, 2022	Aug 19, 2022	-3	Firm change	Ibd to wirehouse
EQUITABLE ADVISORS, LLC	ESI FINANCIAL ADVISORS	Dec 14, 2021	Jan 24, 2022	41	Firm change	Ibd to ibd

Relationships

Registered with (5)

→ VALIC FINANCIAL ADVISORS, INC.Registered adviserregistration: current employment
Jun 15, 2026 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Mar 12, 2024 to Oct 8, 2025factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Aug 19, 2022 to Feb 8, 2023factForm ADV
→ ESI FINANCIAL ADVISORSRegistered adviserregistration: previous registration
Jan 24, 2022 to Aug 22, 2022factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Aug 17, 2021 to Dec 14, 2021factForm ADV

Dated events

Occurred
Oct 8, 2025
Advisor changed firm
Robert S Gershon left Wells Fargo Advisors for Valic Financial Advisors, Inc. (registered 2026-06-15)
Form ADVobserved 6 days ago
Occurred
Feb 8, 2023
Advisor changed firm
Robert S Gershon left J.P. Morgan Securities Llc for Wells Fargo Advisors (registered 2024-03-12)
Form ADVobserved 6 days ago
Occurred
Aug 22, 2022
Advisor changed firm
Robert S Gershon left Esi Financial Advisors for J.P. Morgan Securities Llc (registered 2022-08-19)
Form ADVobserved 6 days ago