DFX Intelligence

M•••• S••••••••• C•••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserstate registeredstate registeredRAUM under $100M

M•••• S••••••••• C•••••••••

CRD 16976

PORTLAND,, ME

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Search this name across graphsid dfx:ria:0c6cbcb7-aeff-d8f6-25fc-9ca0a555800a

Data as of Jun 11, 2025 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jun 11, 2025 to Jun 11, 2025
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Regulatory AUM: $25.7M••• Locked
Discretionary RAUM: $25.7M
Private client RAUM: $24.5Mderived••• Locked
Private client share: 95%derivedprivate client RAUM over total RAUM
Employees: 1
Advisory employees: 1

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
B•••••• C•••• M••••••••	n/a	PORTLAND, ME \| Raymond, ME	23	41	n/a	yes

Relationships

Registered with (2)

← B•••••• C•••• M••••••••Advisorregistration: current employment
Jun 18, 2003 to presentfactForm ADV
← J••••• J••••••• K••••Advisorregistration: previous registration
Dec 7, 2011 to Jul 23, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0c6cbcb7-aeff-d8f6-25fc-9ca0a555800a
First observed: Jun 11, 2025
Last observed: Jun 11, 2025 15 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.