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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 1b 10b

JANNEY CAPITAL MANAGEMENT LLC

CRD 159506

PITTSBURGH, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0c7ca40c-c0ff-620c-b70e-f9d0e361edde

Data as of Nov 18, 2025 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 5
On other graphs: 0
Observed: Mar 2, 2012 to Nov 18, 2025
56 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $5.3BItem 5.F on the latest filing (2025-11-18); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $3.4B
Private client RAUM: $4.9BderivedItem 5.D individuals plus high net worth individuals
Private client share: 92%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 12
Advisory employees: 8
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 14,293
Individual clients: 10,298
High net worth clients: 3,658
Custody, client assets: $0
SEC number: 801-74501
CIK: 1569855
CRD: 159506
Filings on the tape: 56
First filed: Mar 2, 2012
Latest filed: Nov 18, 2025
Organised: Limited Liability Company, DE

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
INDEPENDENCE SQUARE PROPERTIES LLC	LLC MEMBER	E	yes	07/1982	Mar 2, 2012	Sep 9, 2024
JANNEY MONTGOMERY SCOTT LLC	SOLE MEMBER	E	yes	10/2011	Mar 2, 2012	Sep 9, 2024
LEMPA, JESSICA, ELLEN	CHIEF COMPLIANCE OFFICER	Na	yes	04/2018	Nov 19, 2018	Sep 9, 2024
LUSCHINI, MARK, DANIEL	PRESIDENT & MANAGER	Na	yes	05/2012	Mar 2, 2012	Sep 9, 2024
THE PENN MUTUAL LIFE INSURANCE COMPANY	Shareholder	E	yes	08/1999	Mar 2, 2012	Sep 9, 2024
YACKEL, JOHN, CAMPBELL	CHAIRMAN & MANAGER	Na	yes	01/2023	Feb 3, 2023	Sep 9, 2024
EGAN, JAMES, MURRAY	SENIOR VICE PRESIDENT	Na	no	10/2011	Mar 2, 2012	Sep 9, 2024
HRICKO, MICHAEL, J	Treasurer	Na	no	12/2019	Dec 6, 2019	Sep 9, 2024
REED, KEVIN, JUDE	Manager	Na	no	01/2023	Sep 4, 2014	Sep 9, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
JANNEY MONTGOMERY SCOTT LLC	n/a	Bd affiliated wealth	$110B	Y	no	Pa
PENN MUTUAL ASSET MANAGEMENT, LLC	n/a	Institutional manager	$42B	N	yes	n/a
JANNEY TRUST CO LLC	n/a	n/a	n/a	N	no	n/a
THE PENN MUTUAL LIFE INSURANCE COMPANY	n/a	n/a	n/a	Y	no	n/a
TM CAPITAL LLC	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 13 of 14

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2024	Mar 31, 2025	$5.3B	$3.4B	12	8	1	n/a	n/a
2023	Mar 28, 2024	$5.3B	$3.5B	12	9	0	n/a	n/a
2022	Mar 31, 2023	$4.3B	$2.9B	13	10	0	n/a	n/a
2021	Mar 31, 2022	$4.2B	$3.0B	13	10	0	n/a	n/a
2020	Mar 31, 2021	$2.8B	$2.8B	13	10	0	n/a	n/a
2019	Mar 31, 2020	$3.1B	$3.0B	15	10	0	n/a	n/a
2018	Mar 29, 2019	$3.0B	$3.0B	17	12	0	n/a	n/a
2017	Mar 29, 2018	$3.6B	$3.5B	16	12	0	n/a	n/a
2016	Mar 31, 2017	$3.5B	$3.4B	17	13	n/a	n/a	n/a
2015	Mar 30, 2016	$3.6B	$3.5B	14	9	n/a	n/a	n/a
2014	Mar 31, 2015	$3.8B	$3.8B	14	8	n/a	n/a	n/a
2013	Mar 28, 2014	$3.3B	$3.3B	13	8	n/a	n/a	n/a
2012	Apr 1, 2013	$2.7B	$2.7B	12	7	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$5.3B	$5.3B	0.7%	$4.2B	7.9%	12	12	1	0

Relationships

Affiliated with (3)

← JANNEY MONTGOMERY SCOTT LLCRegistered adviserother investment adviser, control
factForm ADV
→ PENN MUTUAL ASSET MANAGEMENT, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ JANNEY MONTGOMERY SCOTT LLCRegistered adviserother investment adviser, broker-dealer, custodian, control
factForm ADV

Owns (3)

← EGAN, JAMES, MURRAYOwnerSENIOR VICE PRESIDENT, ownership code NA, individual
Mar 2, 2012 to Sep 9, 2024factForm ADV
← REED, KEVIN, JUDEOwnerMANAGER, ownership code NA, individual
Sep 4, 2014 to Sep 9, 2024factForm ADV
← HRICKO, MICHAEL, JOwnerTREASURER, ownership code NA, individual
Dec 6, 2019 to Sep 9, 2024factForm ADV

Controls (6)

← LUSCHINI, MARK, DANIELOwnerPRESIDENT & MANAGER, ownership code NA, individual
Mar 2, 2012 to Sep 9, 2024factForm ADV
← YACKEL, JOHN, CAMPBELLOwnerCHAIRMAN & MANAGER, ownership code NA, individual
Feb 3, 2023 to Sep 9, 2024factForm ADV
← JANNEY MONTGOMERY SCOTT LLCOwnerSOLE MEMBER, ownership code E, domestic entity
Mar 2, 2012 to Sep 9, 2024factForm ADV
← LEMPA, JESSICA, ELLENOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Nov 19, 2018 to Sep 9, 2024factForm ADV
← INDEPENDENCE SQUARE PROPERTIES LLCOwnerLLC MEMBER, ownership code E, domestic entity
Mar 2, 2012 to Sep 9, 2024factForm ADV
← THE PENN MUTUAL LIFE INSURANCE COMPANYOwnerSHAREHOLDER, ownership code E, domestic entity
Mar 2, 2012 to Sep 9, 2024factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Mar 28, 2024
Control person left
William Robert Jay (Chief Administrative Officer) no longer on Schedule A of Janney Capital Management Llc (listed 2023-08-24, absent 2024-03-28)
Form ADVobserved 6 days ago
Occurred
Feb 3, 2023
Control person left
Francis Jerome Lombard (Manager) no longer on Schedule A of Janney Capital Management Llc (listed 2022-03-31, absent 2023-02-03)
Form ADVobserved 6 days ago
Occurred
Feb 3, 2023
Control person joined
Campbell John Yackel (Chairman & Manager) appeared on Schedule A of Janney Capital Management Llc
Form ADVobserved 6 days ago
Occurred
Mar 31, 2022
Regulatory AUM changed
Janney Capital Management Llc reported RAUM $4.2B, up 50% from $2.8B (2021-03-31 to 2022-03-31)
Form ADVobserved 6 days ago
$1.4B

Show 1 bookkeeping events

Occurred
Feb 2, 2026
Janney Capital Management Llc no longer on the SEC adviser roster (last listed 2026-01-02, RAUM $5.3B)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0c7ca40c-c0ff-620c-b70e-f9d0e361edde
First observed: Mar 2, 2012
Last observed: Nov 18, 2025 10 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

JANNEY CAPITAL MANAGEMENT LLC

CRD 159506

PITTSBURGH, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0c7ca40c-c0ff-620c-b70e-f9d0e361edde

Data as of Nov 18, 2025 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:18 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

INDEPENDENCE SQUARE PROPERTIES LLC

LLC MEMBER

yes

07/1982

Mar 2, 2012

Sep 9, 2024

JANNEY MONTGOMERY SCOTT LLC

SOLE MEMBER

yes

10/2011

Mar 2, 2012

Sep 9, 2024

LEMPA, JESSICA, ELLEN

CHIEF COMPLIANCE OFFICER

yes

04/2018

Nov 19, 2018

Sep 9, 2024

LUSCHINI, MARK, DANIEL

PRESIDENT & MANAGER

yes

05/2012

Mar 2, 2012

Sep 9, 2024

THE PENN MUTUAL LIFE INSURANCE COMPANY

Shareholder

yes

08/1999

Mar 2, 2012

Sep 9, 2024

YACKEL, JOHN, CAMPBELL

CHAIRMAN & MANAGER

yes

01/2023

Feb 3, 2023

Sep 9, 2024

EGAN, JAMES, MURRAY

SENIOR VICE PRESIDENT

10/2011

Mar 2, 2012

Sep 9, 2024

HRICKO, MICHAEL, J

Treasurer

12/2019

Dec 6, 2019

Sep 9, 2024

REED, KEVIN, JUDE

Manager

01/2023

Sep 4, 2014

Sep 9, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

JANNEY MONTGOMERY SCOTT LLC

n/a

Bd affiliated wealth

$110B

PENN MUTUAL ASSET MANAGEMENT, LLC

n/a

Institutional manager

$42B

yes

n/a

JANNEY TRUST CO LLC

n/a

THE PENN MUTUAL LIFE INSURANCE COMPANY

n/a

TM CAPITAL LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2024

Mar 31, 2025

$5.3B

$3.4B

n/a

2023

Mar 28, 2024

$5.3B

$3.5B

n/a

2022

Mar 31, 2023

$4.3B

$2.9B

n/a

2021

Mar 31, 2022

$4.2B

$3.0B

n/a

2020

Mar 31, 2021

$2.8B

n/a

2019

Mar 31, 2020

$3.1B

$3.0B

n/a

2018

Mar 29, 2019

$3.0B

n/a

2017

Mar 29, 2018

$3.6B

$3.5B

n/a

2016

Mar 31, 2017

$3.5B

$3.4B

n/a

2015

Mar 30, 2016

$3.6B

$3.5B

n/a

2014

Mar 31, 2015

$3.8B

n/a

2013

Mar 28, 2014

$3.3B

n/a

2012

Apr 1, 2013

$2.7B

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2024

$5.3B

0.7%

$4.2B

7.9%