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P••••••••• A•••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 10b 100b

P••••••••• A•••••••

P••••••••• A••••••• LLC., CRD 154703

NEW YORK, NY

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Search this name across graphsid dfx:ria:0c7cb0b2-f654-c89a-0cf7-97ed4f07d897

Data as of Jul 13, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:30 AM UTC and rebuilt at most every 15 minutes.

Relationships: 31
Dated events: 4
On other graphs: 4
Observed: Mar 30, 2012 to Jul 13, 2026
35 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

P••••••••• A•••••••

Venture manager · shared crd

Independent Sponsorsidentity

P••••••••• A•••••••

Capital provider to sponsors · shared crd

Private Equityidentity

P••••••••• A•••••••

Private equity manager · shared crd

Private Creditidentity

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=0.99 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $12B••• Locked
Discretionary RAUM: $12B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 49

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
P••••••••• L••• S••••••• M••••• F•••• L••	Hedge Fund	$5.6B	Aug 8, 2024	400	Mar 30, 2012	reported	021-62641
P••••••••• C••••• O••••••••• F••• I•• L•	Hedge Fund	$1.4B

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
E••••••• J•••••• E•••	CHIEF EXECUTIVE OFFICER AND PORTFOLIO MANAGER	E	yes	12/2000	Mar 30, 2012	Aug 8, 2024
F•••••• P••••• W••••••	CHIEF FINANCIAL OFFICER	Na	yes	07/2007	Mar 30, 2012	Aug 8, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
A••• S••••••• A••••••••• C••• I•	n/a	n/a	n/a	N	yes	n/a
A••• S••••••• A••••••••• C••• V•	n/a	n/a	n/a	N	yes	n/a
L•• L• H••••••• G•• L••	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Greenwich	Ct	United States	1	no
Sheridan	Wy	United States	1	no
WATER MILL	NY	United States	0	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$12B	$8.5B	39.1%	$9.5B	7.4%	49	45	4	3

Relationships

Advises (27)

→ P••••••••• L••• S••••••• M••••• F•••• L••Private fundHedge Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ L•• L• H•••••••• L•Private fundPrivate Equity Fund, IA
Mar 30, 2020 to presentfactForm ADV
→ P• V•••••• ••• L••Private fundPrivate Equity Fund, IA
Mar 30, 2020 to presentfactForm ADV
→ P••••••••• S• ••• L•Private fund

Dated events

Occurred
Mar 30, 2026
Regulatory AUM changed
P••••••••• A••••••• reported RAUM $11.8B, up 39% from $8.5B (2026-02-23 to 2026-03-30)
Form ADVobserved 7 days ago
$3.3B
Occurred
Mar 30, 2021
Regulatory AUM changed
P••••••••• A••••••• reported RAUM $13.5B, up 66% from $8.1B (2020-03-30 to 2021-03-30)
Form ADVobserved 7 days ago
$5.4B
Occurred
Mar 30, 2020
Regulatory AUM changed
P••••••••• A••••••• reported RAUM $8.1B, up 61% from $5.0B (2019-04-10 to 2020-03-30)
Form ADVobserved 7 days ago
$3.1B

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0c7cb0b2-f654-c89a-0cf7-97ed4f07d897
First observed: Mar 30, 2012
Last observed: Jul 13, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.