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R••••• A••• L••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor30 years in industry

R••••• A••• L••••••

Advisor at G•••• P•••••• W•••••

SHELTON, CT

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Search this name across graphsid dfx:ria:0c84bdda-470e-54bd-83a5-7caaa60d4d46

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jan 20, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G•••• P•••••• W•••••
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 23, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
G•••• P•••••• W•••••	Mixed wealth	Jul 26, 2017	n/a	yes	SHELTON, CT	Current employment
K••••• A••••••• S•••••••• L••	Bd affiliated wealth	Sep 19, 2016	Jul 26, 2017	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
K••••• A••••••• S•••••••• L••	G•••• P•••••• W•••••	Jul 26, 2017	Jul 26, 2017	0	Firm change	Other
M•• I•••••••• S•••••••• L••	K••••• A••••••• S•••••••• L••	Sep 7, 2016

Relationships

Registered with (6)

→ G•••• P•••••• W•••••Registered adviserregistration: current employment
Jul 26, 2017 to presentfactForm ADV
→ K••••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Sep 19, 2016 to Jul 26, 2017factForm ADV
→ M•• I•••••••• S•••••••• L••Registered adviserregistration: previous registration
Aug 31, 2015 to Sep 7, 2016factForm ADV
→ P••• A••••• S••••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0c84bdda-470e-54bd-83a5-7caaa60d4d46
First observed: Jan 20, 2011
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.