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RIA / WealthAdvisorCertified Financial Planner19 years in industry

TAMI J. SIMPSON

Advisor at WEALTH FINANCIAL GROUP WEST, INC.

COSTA MESA, CA

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Search this name across graphsid dfx:ria:0c875274-df17-b166-0a2d-437b859105d2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jun 5, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WEALTH FINANCIAL GROUP WEST, INC.
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 1, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S65
First exam: May 21, 2007
First registration: Jun 5, 2007
Dual registered: no
Other names: TAMI JO TESSNER|TAMI JO MCGREW
IAPD individual key: 5263487

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WEALTH FINANCIAL GROUP WEST, INC.	State registered	Dec 21, 2022	n/a	yes	COSTA MESA, CA	Current employment
GRADIENT ADVISORS, LLC	Independent wealth	Dec 5, 2018	Dec 31, 2022	no	Costa Mesa, CA\|ARDEN HILLS, MN	Previous registration
INTEGRITY ALLIANCE, LLC	Bd affiliated wealth	May 12, 2017	Dec 7, 2018	no	Costa Mesa, CA\|URBANDALE, IA	Previous registration
SGL FINANCIAL, LLC	Independent wealth	Apr 10, 2013	Nov 29, 2017	no	COST MESA, CA\|BUFFALO GROVE, IL	Previous registration
WEALTH FINANCIAL GROUP WEST, INC.	n/a	Jun 5, 2007	Dec 31, 2017	no	COSTA MESA, CA\|COSTA MESA, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
GRADIENT ADVISORS, LLC	WEALTH FINANCIAL GROUP WEST, INC.	Dec 31, 2022	Dec 21, 2022	-10	Firm change	RIA to state RIA
INTEGRITY ALLIANCE, LLC	GRADIENT ADVISORS, LLC	Dec 7, 2018	Dec 5, 2018	-2	Firm change	RIA to RIA
WEALTH FINANCIAL GROUP WEST, INC.	SGL FINANCIAL, LLC	Dec 31, 2017	Apr 10, 2013	-1,726	Firm change after gap	Other
SGL FINANCIAL, LLC	INTEGRITY ALLIANCE, LLC	Nov 29, 2017	May 12, 2017	-201	Firm change after gap	Other

Relationships

Registered with (5)

→ WEALTH FINANCIAL GROUP WEST, INC.Registered adviserregistration: current employment
Dec 21, 2022 to presentfactForm ADV
→ GRADIENT ADVISORS, LLCRegistered adviserregistration: previous registration
Dec 5, 2018 to Dec 31, 2022factForm ADV
→ INTEGRITY ALLIANCE, LLCRegistered adviserregistration: previous registration
May 12, 2017 to Dec 7, 2018factForm ADV
→ WEALTH FINANCIAL GROUP WEST, INC.Registered adviserregistration: previous registration
Jun 5, 2007 to Dec 31, 2017factForm ADV
→ SGL FINANCIAL, LLCRegistered adviserregistration: previous registration
Apr 10, 2013 to Nov 29, 2017factForm ADV

Dated events

Occurred
Dec 31, 2022
Advisor changed firm
Tami J. Simpson left Gradient Advisors, Llc for Wealth Financial Group West, Inc. (registered 2022-12-21)
Form ADVobserved 6 days ago