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Advisor at STRIVE FINANCIAL GROUP, LLC
CARMEL, IN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STRIVE FINANCIAL GROUP, LLC | Independent wealth | Oct 30, 2024 | n/a | yes | CARMEL, IN | Current employment |
| WELLINGTON WEALTH STRATEGIES, LLC | Former SEC adviser | Nov 26, 2019 | Dec 31, 2024 | no | INDIANAPOLIS, IN | Previous registration |
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Oct 3, 2014 | Sep 13, 2019 | no | Indianapolis, IN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLINGTON WEALTH STRATEGIES, LLC | STRIVE FINANCIAL GROUP, LLC | Dec 31, 2024 | Oct 30, 2024 | -62 | Firm change after gap | RIA to new firm |
| MML INVESTORS SERVICES, LLC | WELLINGTON WEALTH STRATEGIES, LLC | Sep 13, 2019 | Nov 26, 2019 | 74 | Firm change | Ibd to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 306298:333298:IN:2024-12-31 | Dec 31, 2024 | Oct 30, 2024 | INDIANAPOLIS, IN | Firm change after gap |
| 10409:306298:IN:2019-09-13 | Sep 13, 2019 | Nov 26, 2019 | INDIANAPOLIS, IN | Firm change |