DFX Intelligence

C•••••• M•••••• H••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorPersonal Financial Specialist27 years in industry

C•••••• M•••••• H••••••••

Advisor at C••••••• F•••••••• A•••••••• L••

Phoenix, AZ

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Search this name across graphsid dfx:ria:0c94e116-fda5-2304-e863-410f8f2e1001

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:28 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Aug 13, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• F•••••••• A•••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jul 1, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• F•••••••• A•••••••• L••	State registered	Nov 16, 2023	n/a	yes	Phoenix, AZ	Current employment
C•••••• A•••• A••••••• L•••	State registered	Apr 20, 2018	Dec 31, 2023	no	SCOTTSDALE, AZ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• A•••• A••••••• L•••	C••••••• F•••••••• A•••••••• L••	Dec 31, 2023	Nov 16, 2023	-45	Firm change after gap	Other
C•••••••• I••••••••• R••••••• A•••••••• I•••	C•••••• A•••• A••••••• L•••	Sep 5, 2018	Apr 20, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
134139:291635:AZ:2018-08-31	Sep 5, 2018	Apr 20, 2018	PHOENIX, AZ	Firm change after gap

Relationships

Registered with (4)

→ C••••••• F•••••••• A•••••••• L••Registered adviserregistration: current employment
Nov 16, 2023 to presentfactForm ADV
→ C•••••• A•••• A••••••• L•••Registered adviserregistration: previous registration
Apr 20, 2018 to Dec 31, 2023factForm ADV
→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: previous registration
Jul 18, 2011 to Sep 5, 2018factForm ADV
→ C••••• M••••••

Dated events

Occurred
Dec 31, 2023
Advisor changed firm
C•••••• M•••••• H•••••••• left C•••••• A•••• A••••••• L••• for C••••••• F•••••••• A•••••••• L•• (registered 2023-11-16)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0c94e116-fda5-2304-e863-410f8f2e1001
First observed: Aug 13, 2008
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.